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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPTP
1751
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$2.04M ﹤0.01%
212,779
+98,321
+86% +$1M
NWPX icon
1752
NWPX Infrastructure Inc
NWPX
$1.14B
$2.04M ﹤0.01%
59,828
+6,070
+11% +$223K
AMRI
1753
DELISTED
Albany Molecular Research Inc
AMRI
$2.04M ﹤0.01%
92,364
-21,902
-19% -$448K
BAB icon
1754
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$2.04M ﹤0.01%
68,589
+11,746
+21% +$347K
KRG icon
1755
Kite Realty
KRG
$5.35B
$2.03M ﹤0.01%
83,820
+80,857
+2,729% +$2.05M
FOE
1756
DELISTED
Ferro Corporation
FOE
$2.03M ﹤0.01%
140,018
-13,967
-9% -$186K
MTRN icon
1757
Materion
MTRN
$5.79B
$2.03M ﹤0.01%
66,049
-1,423
-2% -$48.4K
SJI
1758
DELISTED
South Jersey Industries, Inc.
SJI
$2.01M ﹤0.01%
75,282
-11,176
-13% -$314K
ANSS
1759
DELISTED
Ansys
ANSS
$2.01M ﹤0.01%
26,545
+595
+2% +$46.7K
HL icon
1760
Hecla Mining
HL
$10.7B
$2.01M ﹤0.01%
809,542
+79,562
+11% +$249K
CCU icon
1761
Compañía de Cervecerías Unidas
CCU
$2.21B
$2M ﹤0.01%
90,703
+12,336
+16% +$274K
MHF
1762
Western Asset Municipal High Income Fund
MHF
$154M
$2M ﹤0.01%
274,937
-16,195
-6% -$120K
RRTS
1763
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$1.99M ﹤0.01%
3,485
-8,732
-71% -$5.68M
FSP
1764
Franklin Street Properties
FSP
$47.1M
$1.98M ﹤0.01%
176,380
+81,603
+86% +$989K
PETS icon
1765
PetMed Express
PETS
$42.1M
$1.98M ﹤0.01%
145,560
-3,144
-2% -$43.8K
TCO
1766
DELISTED
Taubman Centers Inc.
TCO
$1.97M ﹤0.01%
26,991
-3,150
-10% -$237K
SITC icon
1767
SITE Centers
SITC
$164M
$1.97M ﹤0.01%
91,276
+18,479
+25% +$420K
LHO
1768
DELISTED
LaSalle Hotel Properties
LHO
$1.97M ﹤0.01%
57,505
-26,507
-32% -$948K
CY
1769
DELISTED
Cypress Semiconductor
CY
$1.96M ﹤0.01%
198,777
+158,119
+389% +$1.66M
AXS icon
1770
AXIS Capital
AXS
$7.62B
$1.96M ﹤0.01%
41,305
-64
-0.2% -$2.96K
EOT
1771
Eaton Vance National Municipal Opportunities Trust
EOT
$273M
$1.95M ﹤0.01%
98,155
-4,153
-4% -$83.1K
VNET
1772
VNET Group
VNET
$2B
$1.95M ﹤0.01%
108,459
-24,003
-18% -$632K
ALDW
1773
DELISTED
Alon USA Partners LP
ALDW
$1.95M ﹤0.01%
110,054
+35,868
+48% +$655K
AZZ icon
1774
AZZ Inc
AZZ
$4.53B
$1.94M ﹤0.01%
46,481
-189,781
-80% -$8.65M
EVRI
1775
DELISTED
Everi Holdings
EVRI
$1.94M ﹤0.01%
286,798
-54,254
-16% -$435K
69 70
71
72 73

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.