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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSII
1726
DELISTED
Heidrick & Struggles
HSII
$258K ﹤0.01%
8,746
-11,200
-56% -$297K
ECHO
1727
EchoStar
ECHO
$26.2B
$257K ﹤0.01%
+15,483
New +$199K
SLGN icon
1728
Silgan Holdings
SLGN
$4.41B
$256K ﹤0.01%
5,650
-3,474
-38% -$146K
SGML icon
1729
Sigma Lithium
SGML
$1.28B
$254K ﹤0.01%
+8,067
New +$225K
CET
1730
Central Securities Corp
CET
$1.65B
$253K ﹤0.01%
+6,702
New +$244K
EOD
1731
Allspring Global Dividend Opportunity Fund
EOD
$286M
$253K ﹤0.01%
58,262
-268,386
-82% -$1.1M
FIVN icon
1732
FIVE9
FIVN
$2.54B
$252K ﹤0.01%
3,203
-3,790
-54% -$264K
DVY icon
1733
iShares Select Dividend ETF
DVY
$23.6B
$252K ﹤0.01%
2,147
-296
-12% -$32.6K
RCKT icon
1734
Rocket Pharmaceuticals
RCKT
$394M
$251K ﹤0.01%
+8,380
New +$185K
MBC icon
1735
MasterBrand
MBC
$1.91B
$250K ﹤0.01%
16,831
+3,127
+23% +$40.1K
LBRDK icon
1736
Liberty Broadband Class C
LBRDK
$5.15B
$249K ﹤0.01%
3,092
+360
+13% +$30.2K
RIOT icon
1737
Riot Platforms
RIOT
$7.76B
$249K ﹤0.01%
+16,081
New +$194K
TPH
1738
DELISTED
Tri Pointe Homes
TPH
$248K ﹤0.01%
7,012
-27,996
-80% -$813K
HPS
1739
John Hancock Preferred Income Fund III
HPS
$458M
$248K ﹤0.01%
17,517
-7,128
-29% -$92.4K
FOXF icon
1740
Fox Factory Holding Corp
FOXF
$886M
$247K ﹤0.01%
3,663
+1,149
+46% +$83.8K
COLM icon
1741
Columbia Sportswear
COLM
$2.94B
$247K ﹤0.01%
+3,100
New +$236K
BXSL icon
1742
Blackstone Secured Lending
BXSL
$5.72B
$246K ﹤0.01%
8,916
+875
+11% +$24.2K
BLKB icon
1743
Blackbaud
BLKB
$2.08B
$246K ﹤0.01%
+2,842
New +$215K
FCN icon
1744
FTI Consulting
FCN
$4.18B
$246K ﹤0.01%
1,234
-1,071
-46% -$222K
AI icon
1745
C3.ai
AI
$1.59B
$244K ﹤0.01%
8,514
+193
+2% +$5.31K
UNFI icon
1746
United Natural Foods
UNFI
$2.85B
$244K ﹤0.01%
+15,038
New +$229K
GNW icon
1747
Genworth Financial
GNW
$3.71B
$244K ﹤0.01%
36,535
-3,082
-8% -$18.7K
VRTS icon
1748
Virtus Investment Partners
VRTS
$1.1B
$243K ﹤0.01%
+1,007
New +$201K
GDOT icon
1749
Green Dot
GDOT
$745M
$242K ﹤0.01%
+24,450
New +$255K
ANF icon
1750
Abercrombie & Fitch
ANF
$5B
$240K ﹤0.01%
2,720
-1,706
-39% -$121K
68 69
70
71 72

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.