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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPP icon
1726
WPP
WPP
$5.94B
$246K ﹤0.01%
5,973
-183
-3% -$8.59K
LI icon
1727
Li Auto
LI
$12.7B
$245K ﹤0.01%
10,638
+4,374
+70% +$136K
OBDC icon
1728
Blue Owl Capital
OBDC
$5.74B
$242K ﹤0.01%
23,344
+1,527
+7% +$19.4K
SPOT icon
1729
Spotify
SPOT
$100B
$242K ﹤0.01%
2,807
+328
+13% +$35.1K
TSLX icon
1730
Sixth Street Specialty
TSLX
$1.81B
$242K ﹤0.01%
14,818
+1,103
+8% +$20.5K
NTCT icon
1731
NETSCOUT
NTCT
$2.79B
$240K ﹤0.01%
7,660
+446
+6% +$14.6K
WERN icon
1732
Werner Enterprises
WERN
$2.25B
$240K ﹤0.01%
6,372
-7,692
-55% -$313K
TNET icon
1733
TriNet
TNET
$3.14B
$239K ﹤0.01%
3,361
-33
-1% -$2.69K
CNI icon
1734
Canadian National Railway
CNI
$76.6B
$238K ﹤0.01%
2,204
+350
+19% +$41.7K
PLTR icon
1735
Palantir
PLTR
$413B
$237K ﹤0.01%
29,208
+2,335
+9% +$20.8K
REX icon
1736
REX American Resources
REX
$1.41B
$237K ﹤0.01%
+17,012
New +$257K
PTVE
1737
DELISTED
Pactiv Evergreen Inc. Common stock
PTVE
$235K ﹤0.01%
26,941
+4,914
+22% +$51K
KBH icon
1738
KB Home
KBH
$3.59B
$234K ﹤0.01%
9,026
-4,890
-35% -$147K
SNEX icon
1739
StoneX
SNEX
$7.94B
$234K ﹤0.01%
14,266
-19,066
-57% -$326K
UBS icon
1740
UBS Group
UBS
$176B
$233K ﹤0.01%
16,069
-14,800
-48% -$237K
HTGC icon
1741
Hercules Capital
HTGC
$3.23B
$231K ﹤0.01%
19,924
+1,427
+8% +$20.4K
CALY
1742
Callaway Golf Company
CALY
$3.14B
$230K ﹤0.01%
11,933
-3,872
-24% -$85.6K
COWN
1743
DELISTED
Cowen Inc. Class A Common Stock
COWN
$230K ﹤0.01%
+5,964
New +$217K
ARVN icon
1744
Arvinas
ARVN
$572M
$229K ﹤0.01%
5,147
-38
-0.7% -$1.84K
IGR
1745
CBRE Global Real Estate Income Fund
IGR
$713M
$229K ﹤0.01%
39,656
-3,265
-8% -$23.9K
RNR icon
1746
RenaissanceRe
RNR
$13.4B
$229K ﹤0.01%
1,631
-534
-25% -$74.1K
ARNC
1747
DELISTED
Arconic Corporation
ARNC
$229K ﹤0.01%
13,450
-4,100
-23% -$106K
ARQT icon
1748
Arcutis Biotherapeutics
ARQT
$3.18B
$228K ﹤0.01%
11,895
-121
-1% -$2.74K
LCII icon
1749
LCI Industries
LCII
$2.65B
$227K ﹤0.01%
2,237
+40
+2% +$4.86K
NSTG
1750
DELISTED
NanoString Technologies, Inc.
NSTG
$227K ﹤0.01%
17,724
-950
-5% -$13.2K
68 69
70
71 72

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.