We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTOL icon
1726
Bristow Group
VTOL
$1.36B
$452K ﹤0.01%
14,279
-23,498
-62% -$792K
COHR icon
1727
Coherent
COHR
$74.2B
$451K ﹤0.01%
6,604
-78,623
-92% -$4.95M
OPP
1728
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$451K ﹤0.01%
32,145
+13,811
+75% +$203K
FNB icon
1729
FNB Corp
FNB
$6.75B
$450K ﹤0.01%
37,066
-36,790
-50% -$445K
NE icon
1730
Noble Corp
NE
$6.51B
$449K ﹤0.01%
+18,107
New +$463K
LI icon
1731
Li Auto
LI
$12.7B
$448K ﹤0.01%
13,946
-2,242
-14% -$69.2K
NVST icon
1732
Envista
NVST
$4.52B
$448K ﹤0.01%
+9,950
New +$409K
ASPN icon
1733
Aspen Aerogels
ASPN
$518M
$447K ﹤0.01%
8,973
-23,777
-73% -$1.25M
EMF
1734
Templeton Emerging Markets Fund
EMF
$326M
$447K ﹤0.01%
27,882
-13,295
-32% -$227K
HPS
1735
John Hancock Preferred Income Fund III
HPS
$458M
$446K ﹤0.01%
23,764
+655
+3% +$12.5K
NJR icon
1736
New Jersey Resources
NJR
$5.58B
$444K ﹤0.01%
+10,814
New +$418K
WBK
1737
DELISTED
Westpac Banking Corporation
WBK
$443K ﹤0.01%
28,715
+5,021
+21% +$84.2K
AROC icon
1738
Archrock
AROC
$5.8B
$441K ﹤0.01%
58,931
-109,245
-65% -$879K
NXC
1739
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$441K ﹤0.01%
26,704
+16,472
+161% +$257K
ORA icon
1740
Ormat Technologies
ORA
$6.64B
$441K ﹤0.01%
5,562
-983
-15% -$74.2K
GRX
1741
Gabelli Healthcare & Wellness Trust
GRX
$146M
$440K ﹤0.01%
32,421
+90
+0.3% +$1.19K
BSY icon
1742
Bentley Systems
BSY
$10.6B
$439K ﹤0.01%
+9,091
New +$492K
MPLX icon
1743
MPLX
MPLX
$59.7B
$439K ﹤0.01%
14,826
-15,671
-51% -$470K
YELP icon
1744
Yelp
YELP
$1.41B
$438K ﹤0.01%
12,090
-8,142
-40% -$306K
SHOE
1745
Shoe Station Group
SHOE
$428M
$437K ﹤0.01%
11,189
+4,372
+64% +$164K
TCBI icon
1746
Texas Capital Bancshares
TCBI
$4.32B
$437K ﹤0.01%
7,246
-3,171
-30% -$191K
SLCA
1747
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$437K ﹤0.01%
46,471
-84,397
-64% -$841K
LAZ icon
1748
Lazard
LAZ
$4.31B
$436K ﹤0.01%
10,003
-366
-4% -$17.1K
PZZA icon
1749
Papa John's
PZZA
$806M
$436K ﹤0.01%
3,265
+187
+6% +$23.9K
VLY icon
1750
Valley National Bancorp
VLY
$8.05B
$436K ﹤0.01%
31,743
-29,656
-48% -$412K
68 69
70
71 72

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.