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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXG icon
1726
10x Genomics
TXG
$6.61B
$523K ﹤0.01%
3,588
+1,380
+63% +$237K
GO icon
1727
Grocery Outlet
GO
$980M
$521K ﹤0.01%
24,154
+321
+1% +$9.23K
LGIH icon
1728
LGI Homes
LGIH
$1.4B
$518K ﹤0.01%
3,649
-1,717
-32% -$271K
STFC
1729
DELISTED
State Auto Financial Corp
STFC
$518K ﹤0.01%
+10,165
New +$481K
NYT icon
1730
New York Times
NYT
$10.2B
$517K ﹤0.01%
10,489
-4,038
-28% -$191K
GSKY
1731
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$517K ﹤0.01%
+46,266
New +$363K
SJNK icon
1732
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$515K ﹤0.01%
18,817
-4,960
-21% -$136K
HOG icon
1733
Harley-Davidson
HOG
$2.71B
$511K ﹤0.01%
13,967
-3,517
-20% -$142K
BRKR icon
1734
Bruker
BRKR
$8.14B
$509K ﹤0.01%
+6,514
New +$542K
MT icon
1735
ArcelorMittal
MT
$55.3B
$509K ﹤0.01%
16,892
-11,021
-39% -$360K
WES icon
1736
Western Midstream Partners
WES
$19.3B
$505K ﹤0.01%
24,106
-2,763
-10% -$55K
BMO icon
1737
Bank of Montreal
BMO
$127B
$504K ﹤0.01%
5,049
+79
+2% +$7.95K
CNSL
1738
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$504K ﹤0.01%
54,847
-96,176
-64% -$857K
CNI icon
1739
Canadian National Railway
CNI
$76.6B
$503K ﹤0.01%
4,352
-1,114
-20% -$123K
FCNCA icon
1740
First Citizens BancShares
FCNCA
$25.3B
$503K ﹤0.01%
597
+13
+2% +$10.8K
LAMR icon
1741
Lamar Advertising Co
LAMR
$16.3B
$503K ﹤0.01%
4,429
-1,467
-25% -$161K
QS icon
1742
QuantumScape Corp
QS
$3.74B
$501K ﹤0.01%
20,411
-1,563
-7% -$35.7K
RXRAW
1743
DELISTED
RXR Acquisition Corp. Warrants to purchase Class A common stock
RXRAW
$501K ﹤0.01%
669,411
+17,377
+3% +$16.1K
GLV
1744
Clough Global Dividend & Income Fund
GLV
$78.1M
$496K ﹤0.01%
+44,726
New +$514K
AIN icon
1745
Albany International
AIN
$1.78B
$492K ﹤0.01%
+6,397
New +$514K
PINC
1746
DELISTED
Premier
PINC
$487K ﹤0.01%
12,572
+83
+0.7% +$3.06K
CVBF icon
1747
CVB Financial
CVBF
$3.99B
$483K ﹤0.01%
23,724
-694
-3% -$13.7K
ZEUS
1748
DELISTED
Olympic Steel
ZEUS
$482K ﹤0.01%
19,803
-34,717
-64% -$959K
FFIN icon
1749
First Financial Bankshares
FFIN
$4.97B
$481K ﹤0.01%
10,465
+109
+1% +$5.17K
LBRDK icon
1750
Liberty Broadband Class C
LBRDK
$5.15B
$480K ﹤0.01%
2,782
-1,702
-38% -$307K
68 69
70
71 72

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AIM
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Fundsmith LLP
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CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.