We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLP icon
1726
Simulations Plus
SLP
$371M
$485K ﹤0.01%
7,670
-7,210
-48% -$529K
CPE
1727
DELISTED
Callon Petroleum Company
CPE
$484K ﹤0.01%
+12,564
New +$311K
PAA icon
1728
Plains All American Pipeline
PAA
$16.1B
$483K ﹤0.01%
53,055
-2,982
-5% -$27.3K
MLCO icon
1729
Melco Resorts & Entertainment
MLCO
$2.14B
$482K ﹤0.01%
24,185
+11,949
+98% +$227K
STOR
1730
DELISTED
STORE Capital Corporation
STOR
$480K ﹤0.01%
14,315
-1,229
-8% -$40K
CLW icon
1731
Clearwater Paper
CLW
$376M
$479K ﹤0.01%
+12,744
New +$509K
HQL
1732
abrdn Life Sciences Investors
HQL
$627M
$479K ﹤0.01%
24,267
-1,078
-4% -$22.2K
ARI
1733
Apollo Commercial Real Estate
ARI
$885M
$478K ﹤0.01%
34,254
+6,730
+24% +$86.4K
CNK icon
1734
Cinemark Holdings
CNK
$4.32B
$478K ﹤0.01%
23,412
+1,763
+8% +$37.2K
NDSN icon
1735
Nordson
NDSN
$17.3B
$478K ﹤0.01%
2,407
+818
+51% +$159K
NEO icon
1736
NeoGenomics
NEO
$2.13B
$475K ﹤0.01%
9,859
-34,035
-78% -$1.77M
RYAM icon
1737
Rayonier Advanced Materials
RYAM
$610M
$474K ﹤0.01%
52,249
+31,601
+153% +$272K
PKO
1738
DELISTED
Pimco Income Opportunity Fund
PKO
$473K ﹤0.01%
17,967
-145
-0.8% -$3.71K
RKT icon
1739
Rocket Companies
RKT
$38.9B
$472K ﹤0.01%
+20,423
New +$457K
TRUP icon
1740
Trupanion
TRUP
$1.18B
$471K ﹤0.01%
6,175
-5,314
-46% -$545K
CNQ icon
1741
Canadian Natural Resources
CNQ
$93.8B
$470K ﹤0.01%
31,134
+7,573
+32% +$102K
EEFT icon
1742
Euronet Worldwide
EEFT
$2.7B
$470K ﹤0.01%
3,401
-749
-18% -$108K
TU icon
1743
Telus
TU
$15.3B
$470K ﹤0.01%
23,615
+6,329
+37% +$131K
EAT icon
1744
Brinker International
EAT
$9.66B
$468K ﹤0.01%
6,584
-1,343
-17% -$89.8K
VLT icon
1745
Invesco High Income Trust II
VLT
$65.7M
$468K ﹤0.01%
33,732
+19,121
+131% +$262K
VRA icon
1746
Vera Bradley
VRA
$98.7M
$468K ﹤0.01%
46,375
+28,051
+153% +$264K
KELYA icon
1747
Kelly Services Class A
KELYA
$528M
$467K ﹤0.01%
+20,988
New +$446K
UAA icon
1748
Under Armour
UAA
$2.6B
$466K ﹤0.01%
21,023
-3,674
-15% -$76.7K
NOVA
1749
DELISTED
Sunnova Energy
NOVA
$465K ﹤0.01%
11,400
+80
+0.7% +$3.55K
AROC icon
1750
Archrock
AROC
$5.8B
$464K ﹤0.01%
48,892
+14,513
+42% +$142K
68 69
70
71 72

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.