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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHAK icon
1726
Shake Shack
SHAK
$2.87B
$234K ﹤0.01%
+3,627
New +$210K
FTCH
1727
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$234K ﹤0.01%
9,289
-3,045
-25% -$75.5K
ESRT icon
1728
Empire State Realty Trust
ESRT
$836M
$233K ﹤0.01%
37,936
+5,838
+18% +$37.9K
BOX icon
1729
Box
BOX
$4.6B
$232K ﹤0.01%
13,347
-437
-3% -$8.07K
FOSL icon
1730
Fossil Group
FOSL
$318M
$232K ﹤0.01%
40,397
+21,106
+109% +$112K
HOUS
1731
DELISTED
Anywhere Real Estate
HOUS
$231K ﹤0.01%
24,460
+12,777
+109% +$123K
RMT
1732
Royce Micro-Cap Trust
RMT
$761M
$230K ﹤0.01%
+29,954
New +$232K
TMHC
1733
DELISTED
Taylor Morrison
TMHC
$230K ﹤0.01%
+9,351
New +$221K
TTGT icon
1734
TechTarget
TTGT
$278M
$230K ﹤0.01%
5,227
-2,770
-35% -$104K
IQ icon
1735
iQIYI
IQ
$1.28B
$229K ﹤0.01%
+10,156
New +$222K
MED icon
1736
Medifast
MED
$141M
$227K ﹤0.01%
1,381
-305
-18% -$50.2K
EZPW icon
1737
Ezcorp Inc
EZPW
$1.71B
$226K ﹤0.01%
44,846
+23,427
+109% +$130K
SENEA icon
1738
Seneca Foods Class A
SENEA
$1.21B
$226K ﹤0.01%
+6,323
New +$255K
SOR
1739
Source Capital
SOR
$385M
$226K ﹤0.01%
6,138
-639
-9% -$23.1K
BHC icon
1740
Bausch Health
BHC
$2.34B
$224K ﹤0.01%
14,393
-7,188
-33% -$124K
DFIN icon
1741
Donnelley Financial Solutions
DFIN
$1.16B
$224K ﹤0.01%
+16,791
New +$174K
TPH
1742
DELISTED
Tri Pointe Homes
TPH
$224K ﹤0.01%
12,351
+1,033
+9% +$17.5K
CASH icon
1743
Pathward Financial
CASH
$1.8B
$223K ﹤0.01%
11,603
-3,262
-22% -$61.6K
FND icon
1744
Floor & Decor
FND
$6.68B
$223K ﹤0.01%
+2,975
New +$204K
TY icon
1745
TRI-Continental Corp
TY
$1.9B
$223K ﹤0.01%
+8,597
New +$224K
VTOL icon
1746
Bristow Group
VTOL
$1.36B
$223K ﹤0.01%
+10,499
New +$196K
HQY icon
1747
HealthEquity
HQY
$8.75B
$222K ﹤0.01%
4,315
-9,135
-68% -$502K
PUMP icon
1748
ProPetro Holding
PUMP
$1.35B
$222K ﹤0.01%
54,682
+13,338
+32% +$72.5K
OI icon
1749
O-I Glass
OI
$1.08B
$221K ﹤0.01%
20,889
+3,033
+17% +$32.4K
CBRL icon
1750
Cracker Barrel
CBRL
$1.29B
$220K ﹤0.01%
+1,917
New +$225K
68 69
70
71 72

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.