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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDXS icon
1726
Codexis
CDXS
$154M
$372K ﹤0.01%
23,263
+8,518
+58% +$126K
CPS icon
1727
Cooper-Standard Automotive
CPS
$546M
$372K ﹤0.01%
11,207
+5,905
+111% +$191K
PTC icon
1728
PTC
PTC
$15.4B
$372K ﹤0.01%
4,967
-9,611
-66% -$684K
TEN
1729
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$372K ﹤0.01%
28,411
-10,666
-27% -$140K
HAE icon
1730
Haemonetics
HAE
$3.88B
$371K ﹤0.01%
3,231
-2,456
-43% -$297K
HELE icon
1731
Helen of Troy
HELE
$658M
$368K ﹤0.01%
2,049
-4,924
-71% -$790K
CNR
1732
Core Natural Resources Inc
CNR
$4.09B
$368K ﹤0.01%
+25,359
New +$350K
CBPX
1733
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
$368K ﹤0.01%
+10,094
New +$332K
NMI icon
1734
Nuveen Municipal Income
NMI
$129M
$365K ﹤0.01%
32,360
-396
-1% -$4.5K
CARO
1735
DELISTED
Carolina Financial Corp.
CARO
$365K ﹤0.01%
+8,440
New +$333K
REGI
1736
DELISTED
Renewable Energy Group, Inc.
REGI
$365K ﹤0.01%
13,541
-58,110
-81% -$1.05M
GRA
1737
DELISTED
W.R. Grace & Co.
GRA
$365K ﹤0.01%
5,220
-70
-1% -$4.7K
QLYS icon
1738
Qualys
QLYS
$5.67B
$364K ﹤0.01%
+4,364
New +$362K
BPYU
1739
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$364K ﹤0.01%
19,710
+8,675
+79% +$164K
DNR
1740
DELISTED
Denbury Resources, Inc.
DNR
$364K ﹤0.01%
257,978
+159,368
+162% +$178K
CISN
1741
DELISTED
Cision Ltd. Ordinary Share
CISN
$364K ﹤0.01%
+36,553
New +$349K
LGIH icon
1742
LGI Homes
LGIH
$1.43B
$362K ﹤0.01%
5,130
+1,699
+50% +$129K
TTC icon
1743
Toro Company
TTC
$9.44B
$362K ﹤0.01%
+4,547
New +$348K
UCTT
1744
Ultra Clean Holdings
UCTT
$3.79B
$361K ﹤0.01%
15,390
-45,894
-75% -$928K
CVBF icon
1745
CVB Financial
CVBF
$4.07B
$360K ﹤0.01%
16,663
+1,337
+9% +$28.3K
CXE
1746
DELISTED
MFS High Income Municipal Trust
CXE
$359K ﹤0.01%
66,688
-104
-0.2% -$561
MEDP icon
1747
Medpace
MEDP
$16.1B
$359K ﹤0.01%
4,268
+128
+3% +$9.91K
ARR
1748
Armour Residential REIT
ARR
$2.33B
$358K ﹤0.01%
4,008
-641
-14% -$54.8K
BJ icon
1749
BJs Wholesale Club
BJ
$12.3B
$357K ﹤0.01%
+15,721
New +$389K
REI icon
1750
Ring Energy
REI
$320M
$356K ﹤0.01%
134,740
+119,258
+770% +$234K
68 69
70
71 72

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.