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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMRE icon
1726
Costamare
CMRE
$1.77B
$805K 0.01%
124,008
+38,723
+45% +$276K
SFLY
1727
DELISTED
Shutterfly, Inc.
SFLY
$805K 0.01%
12,211
-38
-0.3% -$3.01K
FCN icon
1728
FTI Consulting
FCN
$4.23B
$803K 0.01%
10,968
-7,153
-39% -$527K
FTS icon
1729
Fortis
FTS
$28.8B
$801K 0.01%
24,715
-3,441
-12% -$112K
DFP
1730
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$426M
$799K 0.01%
34,446
-6,144
-15% -$148K
GPI icon
1731
Group 1 Automotive
GPI
$3.31B
$799K 0.01%
12,315
+1,548
+14% +$112K
WH icon
1732
Wyndham Hotels & Resorts
WH
$5.65B
$797K 0.01%
14,347
-3,640
-20% -$208K
NIQ
1733
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$797K 0.01%
64,771
-1,950
-3% -$24.3K
HMSY
1734
DELISTED
HMS Holdings Corp.
HMSY
$797K 0.01%
24,302
-396
-2% -$11.4K
MFA
1735
MFA Financial
MFA
$920M
$796K 0.01%
27,102
-27
-0.1% -$833
MTDR icon
1736
Matador Resources
MTDR
$5.84B
$796K 0.01%
24,089
+3,847
+19% +$123K
WOLF icon
1737
Wolfspeed
WOLF
$1.31B
$794K 0.01%
20,964
+1,697
+9% +$77.1K
RTEC
1738
DELISTED
Rudolph Technologies Inc
RTEC
$791K 0.01%
32,371
+6,103
+23% +$168K
XOXO
1739
DELISTED
Xo Group Inc
XOXO
$791K 0.01%
22,940
+4,321
+23% +$134K
NDSN icon
1740
Nordson
NDSN
$17.3B
$789K 0.01%
5,681
-949
-14% -$129K
SYNA icon
1741
Synaptics
SYNA
$3.91B
$789K 0.01%
17,313
-930
-5% -$44.2K
CPE
1742
DELISTED
Callon Petroleum Company
CPE
$789K 0.01%
6,581
+848
+15% +$94.8K
BANR icon
1743
Banner Corp
BANR
$2.4B
$785K 0.01%
12,632
+160
+1% +$10.2K
CMC icon
1744
Commercial Metals
CMC
$8.37B
$783K 0.01%
38,162
+2,482
+7% +$53.4K
FFBC icon
1745
First Financial Bancorp
FFBC
$3.61B
$783K 0.01%
26,348
-5,658
-18% -$175K
NTR icon
1746
Nutrien
NTR
$32.1B
$782K 0.01%
13,559
-19,658
-59% -$1.09M
TM icon
1747
Toyota
TM
$220B
$782K 0.01%
6,290
-1,562
-20% -$198K
CBL
1748
DELISTED
CBL& Associates Properties, Inc.
CBL
$780K 0.01%
195,371
-43,269
-18% -$207K
ALRM icon
1749
Alarm.com
ALRM
$2.8B
$774K 0.01%
13,495
-1,597
-11% -$80.3K
TDY icon
1750
Teledyne Technologies
TDY
$31.7B
$772K 0.01%
3,129
-1,060
-25% -$242K
68 69
70
71 72

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AIM
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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.