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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.B
1726
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.85M ﹤0.01%
29,633
+4,353
+17% +$250K
ASH icon
1727
Ashland
ASH
$3.33B
$1.85M ﹤0.01%
28,320
+2,267
+9% +$144K
IAE
1728
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
$1.85M ﹤0.01%
172,882
+12,545
+8% +$132K
GDDY icon
1729
GoDaddy
GDDY
$11B
$1.85M ﹤0.01%
42,416
+23,980
+130% +$1.03M
PUMP icon
1730
ProPetro Holding
PUMP
$1.36B
$1.84M ﹤0.01%
128,323
+33,003
+35% +$414K
UNT
1731
DELISTED
UNIT Corporation
UNT
$1.84M ﹤0.01%
89,373
-8,718
-9% -$156K
RRX icon
1732
Regal Rexnord
RRX
$13.7B
$1.84M ﹤0.01%
23,260
-1,724
-7% -$138K
HSKA
1733
DELISTED
Heska Corp
HSKA
$1.83M ﹤0.01%
20,839
+1,749
+9% +$172K
MTG icon
1734
MGIC Investment
MTG
$6.16B
$1.83M ﹤0.01%
146,211
+76,072
+108% +$884K
PENN icon
1735
PENN Entertainment
PENN
$2.75B
$1.83M ﹤0.01%
78,389
+5,320
+7% +$114K
JTD
1736
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$1.83M ﹤0.01%
108,560
-8,097
-7% -$132K
SFM icon
1737
Sprouts Farmers Market
SFM
$8.13B
$1.83M ﹤0.01%
97,287
-2,798
-3% -$61.9K
WEX icon
1738
WEX
WEX
$6.37B
$1.83M ﹤0.01%
16,279
+5,480
+51% +$594K
EMD
1739
Western Asset Emerging Markets Debt Fund
EMD
$609M
$1.82M ﹤0.01%
115,368
-15,302
-12% -$239K
EDD
1740
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$375M
$1.81M ﹤0.01%
225,365
-42,336
-16% -$345K
VLY icon
1741
Valley National Bancorp
VLY
$7.9B
$1.81M ﹤0.01%
150,148
-3,568
-2% -$41.1K
DXCM icon
1742
DexCom
DXCM
$31.5B
$1.81M ﹤0.01%
147,940
+52,620
+55% +$930K
AZPN
1743
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$1.81M ﹤0.01%
28,775
-3,292
-10% -$207K
PMX
1744
DELISTED
PIMCO Municipal Income Fund III
PMX
$1.81M ﹤0.01%
152,338
-7,751
-5% -$92.4K
KRG icon
1745
Kite Realty
KRG
$5.81B
$1.81M ﹤0.01%
89,136
-23,802
-21% -$477K
GRA
1746
DELISTED
W.R. Grace & Co.
GRA
$1.81M ﹤0.01%
25,033
-226
-0.9% -$16K
AIT icon
1747
Applied Industrial Technologies
AIT
$12.8B
$1.8M ﹤0.01%
27,355
+1,411
+5% +$81.9K
NWE icon
1748
NorthWestern Energy
NWE
$4.23B
$1.8M ﹤0.01%
31,615
+630
+2% +$37.6K
MTRX icon
1749
Matrix Service
MTRX
$326M
$1.8M ﹤0.01%
118,297
+15,101
+15% +$172K
USAC icon
1750
USA Compression Partners
USAC
$3.79B
$1.79M ﹤0.01%
107,267
-19,474
-15% -$314K
68 69
70
71 72

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.