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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIS icon
1726
Oil States International
OIS
$505M
$1.88M 0.01%
48,286
-21,695
-31% -$737K
RGC
1727
DELISTED
Regal Entertainment Group
RGC
$1.88M 0.01%
91,402
-48,355
-35% -$1.07M
OLLI icon
1728
Ollie's Bargain Outlet
OLLI
$4.74B
$1.88M 0.01%
66,052
+37,552
+132% +$1.08M
IEP icon
1729
Icahn Enterprises
IEP
$5.11B
$1.88M 0.01%
31,355
+4,501
+17% +$243K
DO
1730
DELISTED
Diamond Offshore Drilling
DO
$1.88M 0.01%
106,045
-1,989,410
-95% -$35.1M
ALDR
1731
DELISTED
Alder Biopharmaceuticals
ALDR
$1.87M 0.01%
89,980
+7,472
+9% +$194K
HYB
1732
DELISTED
New America High Income Fund, Inc.
HYB
$1.87M 0.01%
201,898
-26,931
-12% -$243K
NOW icon
1733
ServiceNow
NOW
$121B
$1.86M 0.01%
125,320
-9,500
-7% -$153K
MUI
1734
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$1.86M 0.01%
134,797
-9,340
-6% -$133K
MODV
1735
DELISTED
ModivCare
MODV
$1.85M 0.01%
+48,693
New +$1.97M
SRCE icon
1736
1st Source
SRCE
$2.15B
$1.85M 0.01%
41,472
-2,663
-6% -$103K
NBHC icon
1737
National Bank Holdings
NBHC
$1.9B
$1.85M 0.01%
+58,008
New +$1.56M
CEVA icon
1738
CEVA Inc
CEVA
$991M
$1.84M 0.01%
54,994
+13,851
+34% +$442K
GEQ
1739
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$1.84M 0.01%
112,374
-56,944
-34% -$929K
XPO icon
1740
XPO
XPO
$23.2B
$1.84M 0.01%
123,223
+88,104
+251% +$1.23M
BOBE
1741
DELISTED
Bob Evans Farms, Inc.
BOBE
$1.84M 0.01%
+34,555
New +$1.56M
ALSN icon
1742
Allison Transmission
ALSN
$9.63B
$1.83M 0.01%
54,458
-9,905
-15% -$308K
ONB icon
1743
Old National Bancorp
ONB
$10.2B
$1.83M 0.01%
100,974
+11,989
+13% +$193K
USA icon
1744
Liberty All-Star Equity Fund
USA
$1.84B
$1.83M 0.01%
353,696
+101,421
+40% +$515K
CCS icon
1745
Century Communities
CCS
$1.97B
$1.82M 0.01%
86,853
-424
-0.5% -$8.79K
DLNG icon
1746
Dynagas LNG Partners
DLNG
$140M
$1.82M 0.01%
114,123
+18,716
+20% +$281K
FIZZ icon
1747
National Beverage
FIZZ
$2.98B
$1.82M 0.01%
+71,396
New +$1.75M
PUK icon
1748
Prudential
PUK
$34.7B
$1.82M 0.01%
47,193
-3,567
-7% -$128K
STMP
1749
DELISTED
Stamps.com, Inc.
STMP
$1.82M 0.01%
15,897
-14,977
-49% -$1.56M
STAY
1750
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$1.82M 0.01%
112,625
+19,505
+21% +$293K
68 69
70
71 72

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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.