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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALDR
1726
DELISTED
Alder Biopharmaceuticals
ALDR
$1.68M 0.01%
+51,159
New +$2.17M
MEP
1727
DELISTED
Midcoast Energy Partners, L.P.
MEP
$1.67M 0.01%
173,210
+5,289
+3% +$56.7K
BCX icon
1728
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$1.67M 0.01%
235,069
-35,235
-13% -$283K
ISEE
1729
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$1.67M 0.01%
+41,197
New +$2.18M
FNB icon
1730
FNB Corp
FNB
$6.75B
$1.67M 0.01%
128,855
+83,474
+184% +$1.11M
HCI icon
1731
HCI Group
HCI
$2.41B
$1.67M 0.01%
42,995
+1,018
+2% +$42.2K
TAL
1732
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$1.66M 0.01%
121,745
+2,661
+2% +$56.1K
NAD icon
1733
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$1.66M 0.01%
120,661
-8,817
-7% -$120K
FNHC
1734
DELISTED
FedNat Holding Company Common Stock
FNHC
$1.66M 0.01%
69,199
-18,403
-21% -$430K
LBTYA icon
1735
Liberty Global Class A
LBTYA
$3.6B
$1.66M 0.01%
44,195
-16,767
-28% -$729K
USG
1736
DELISTED
Usg
USG
$1.65M 0.01%
62,082
+17,473
+39% +$513K
BFY
1737
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$1.65M 0.01%
115,506
+8,383
+8% +$121K
KRA
1738
DELISTED
Kraton Corporation
KRA
$1.65M 0.01%
92,164
-2,363
-2% -$50K
PMM
1739
Franklin Managed Municipal Income Trust
PMM
$273M
$1.64M 0.01%
229,428
+84,717
+59% +$601K
PRLB icon
1740
Protolabs
PRLB
$2.13B
$1.64M 0.01%
+24,489
New +$1.74M
SJNK icon
1741
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$1.63M 0.01%
60,558
-32,375
-35% -$906K
MIK
1742
DELISTED
Michaels Stores, Inc
MIK
$1.63M 0.01%
70,523
-33,073
-32% -$844K
BBDC icon
1743
Barings BDC
BBDC
$965M
$1.63M 0.01%
98,706
+1,423
+1% +$28.7K
G icon
1744
Genpact
G
$5.76B
$1.63M 0.01%
68,861
-3,966
-5% -$89K
EGRX
1745
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$1.62M 0.01%
+21,935
New +$1.82M
VIPS icon
1746
Vipshop
VIPS
$7.53B
$1.62M 0.01%
96,656
-19,638
-17% -$377K
RIT
1747
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$1.62M 0.01%
132,096
-19,190
-13% -$230K
NHI icon
1748
National Health Investors
NHI
$3.65B
$1.62M 0.01%
28,157
+23,247
+473% +$1.41M
DEL
1749
DELISTED
Deltic Timber
DEL
$1.62M 0.01%
27,052
+268
+1% +$17.2K
IOSP icon
1750
Innospec
IOSP
$2.28B
$1.61M 0.01%
+34,668
New +$1.59M
68 69
70
71 72

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.