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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UFPI icon
1726
UFP Industries
UFPI
$5.17B
$2.03M 0.01%
114,705
+408
+0.4% +$6.61K
DHX icon
1727
DHI Group
DHX
$172M
$2.03M 0.01%
202,904
+158,625
+358% +$1.56M
GLOG
1728
DELISTED
GASLOG LTD
GLOG
$2.03M 0.01%
99,696
-139,623
-58% -$2.74M
RAD
1729
DELISTED
Rite Aid Corporation
RAD
$2.02M 0.01%
13,444
-14,018
-51% -$1.56M
SLH
1730
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$2.02M 0.01%
39,411
+29,440
+295% +$1.54M
EGOV
1731
DELISTED
NIC Inc
EGOV
$2.01M 0.01%
111,802
-121,904
-52% -$2.17M
UMBF icon
1732
UMB Financial
UMBF
$11.1B
$2.01M 0.01%
35,338
+1,173
+3% +$66.1K
EVHC
1733
DELISTED
Envision Healthcare Holdings Inc
EVHC
$2M 0.01%
19,297
+14,658
+316% +$1.51M
PNF
1734
DELISTED
PIMCO New York Municipal Income Fund
PNF
$2M 0.01%
174,299
-15,841
-8% -$184K
IGI
1735
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.4M
$2M 0.01%
95,378
-11,865
-11% -$243K
EWBC icon
1736
East-West Bancorp
EWBC
$18.2B
$2M 0.01%
51,697
-171,911
-77% -$6.23M
IEP icon
1737
Icahn Enterprises
IEP
$5.13B
$2M 0.01%
21,599
+2,235
+12% +$226K
TEN
1738
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$2M 0.01%
35,247
+3,283
+10% +$177K
PETS icon
1739
PetMed Express
PETS
$41.9M
$1.99M 0.01%
138,760
-6,800
-5% -$91.6K
SPTN
1740
DELISTED
SpartanNash
SPTN
$1.99M 0.01%
76,181
-15,588
-17% -$359K
RENX
1741
DELISTED
RELX N.V.
RENX
$1.99M 0.01%
128,535
-40,153
-24% -$604K
BWLD
1742
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$1.99M 0.01%
11,034
-3
-0% -$466
SBH icon
1743
Sally Beauty Holdings
SBH
$1.51B
$1.98M 0.01%
64,504
-27,509
-30% -$817K
HL icon
1744
Hecla Mining
HL
$10.8B
$1.97M ﹤0.01%
706,218
-103,324
-13% -$256K
SFY
1745
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$1.97M ﹤0.01%
485,650
+183,621
+61% +$1.1M
KS
1746
DELISTED
KapStone Paper and Pack Corp.
KS
$1.97M ﹤0.01%
67,077
+3,602
+6% +$105K
JAH
1747
DELISTED
JARDEN CORPORATION
JAH
$1.97M ﹤0.01%
41,066
-235,762
-85% -$10.3M
FRSH
1748
DELISTED
Papa Murphy's Holdings, Inc
FRSH
$1.96M ﹤0.01%
168,954
-13,960
-8% -$137K
EVRI
1749
DELISTED
Everi Holdings
EVRI
$1.96M ﹤0.01%
274,174
-12,624
-4% -$88.8K
CHU
1750
DELISTED
China Unicom (HONG KONG) Limited
CHU
$1.95M ﹤0.01%
145,262
+5,580
+4% +$80.4K
68 69
70
71 72

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.