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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIX icon
151
Edison International
EIX
$25.9B
$16.6M 0.14%
261,692
-16,607
-6% -$1.16M
ORLY icon
152
O'Reilly Automotive
ORLY
$76.2B
$16.5M 0.14%
272,220
+25,440
+10% +$1.6M
C icon
153
Citigroup
C
$224B
$16.3M 0.14%
396,063
+72,000
+22% +$3.16M
LULU icon
154
lululemon athletica
LULU
$14.2B
$16.2M 0.14%
42,014
+11,766
+39% +$4.5M
QQQ icon
155
Invesco QQQ Trust
QQQ
$479B
$16.2M 0.14%
45,131
-62,332
-58% -$23.1M
ABNB icon
156
Airbnb
ABNB
$90B
$16.2M 0.14%
117,754
+34,690
+42% +$4.79M
CHTR icon
157
Charter Communications
CHTR
$18.8B
$16M 0.14%
36,302
+3,996
+12% +$1.66M
KDP icon
158
Keurig Dr Pepper
KDP
$41.3B
$15.9M 0.14%
503,830
+20,148
+4% +$665K
ROST icon
159
Ross Stores
ROST
$81.6B
$15.8M 0.14%
140,191
-25,335
-15% -$2.91M
BBN icon
160
BlackRock Taxable Municipal Bond Trust
BBN
$983M
$15.8M 0.14%
1,038,994
-1,202
-0.1% -$19.2K
ON icon
161
ON Semiconductor
ON
$18.6B
$15.7M 0.13%
168,544
+13,982
+9% +$1.36M
SGEN
162
DELISTED
Seagen Inc. Common Stock
SGEN
$15.6M 0.13%
73,489
+2,017
+3% +$403K
HSY icon
163
Hershey
HSY
$36.8B
$15.6M 0.13%
77,841
-131
-0.2% -$29.3K
BAC icon
164
Bank of America
BAC
$441B
$15.5M 0.13%
564,399
-44,533
-7% -$1.32M
ASML icon
165
ASML
ASML
$655B
$15.4M 0.13%
26,185
+3,518
+16% +$2.34M
MS icon
166
Morgan Stanley
MS
$336B
$15.4M 0.13%
188,618
+9,034
+5% +$784K
VLO icon
167
Valero Energy
VLO
$87.2B
$15.2M 0.13%
107,604
+3,318
+3% +$435K
CSX icon
168
CSX Corp
CSX
$93.9B
$15.2M 0.13%
495,419
+56,294
+13% +$1.78M
MCHP icon
169
Microchip Technology
MCHP
$40.4B
$15.2M 0.13%
194,854
+17,268
+10% +$1.45M
MELI icon
170
Mercado Libre
MELI
$92.8B
$15.2M 0.13%
11,967
+1,811
+18% +$2.3M
MRNA icon
171
Moderna
MRNA
$21.5B
$15.2M 0.13%
146,877
+5,122
+4% +$571K
REXR icon
172
Rexford Industrial Realty
REXR
$8.14B
$15.2M 0.13%
307,024
-28,512
-8% -$1.51M
ABT icon
173
Abbott
ABT
$187B
$15.1M 0.13%
155,791
-21,919
-12% -$2.3M
PNW icon
174
Pinnacle West Capital
PNW
$12.2B
$14.9M 0.13%
201,604
-4,674
-2% -$371K
DIS icon
175
Walt Disney
DIS
$182B
$14.7M 0.13%
181,876
-2,949
-2% -$252K
5 6
7
8 9

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.