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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REXR icon
151
Rexford Industrial Realty
REXR
$8.14B
$17.5M 0.15%
320,903
+47,029
+17% +$2.54M
EW icon
152
Edwards Lifesciences
EW
$51.5B
$17.5M 0.15%
234,996
+33,144
+16% +$2.55M
EVRG icon
153
Evergy
EVRG
$19.1B
$17.5M 0.15%
277,460
+37,553
+16% +$2.26M
CRM icon
154
Salesforce
CRM
$153B
$17.4M 0.15%
131,450
-4,283
-3% -$625K
VMO icon
155
Invesco Municipal Opportunity Trust
VMO
$660M
$17.4M 0.15%
1,753,247
-25,013
-1% -$232K
BBN icon
156
BlackRock Taxable Municipal Bond Trust
BBN
$983M
$17.4M 0.15%
1,030,834
-356,844
-26% -$6.16M
BX icon
157
Blackstone
BX
$107B
$16.8M 0.15%
227,003
+33,644
+17% +$2.91M
KDP icon
158
Keurig Dr Pepper
KDP
$41.3B
$16.8M 0.15%
472,064
-15,705
-3% -$588K
ISRG icon
159
Intuitive Surgical
ISRG
$132B
$16.6M 0.15%
62,718
-6,479
-9% -$1.58M
BIIB icon
160
Biogen
BIIB
$30.5B
$16.5M 0.14%
59,537
-3,770
-6% -$1.06M
CPAA
161
DELISTED
Conyers Park III Acquisition Corp. Class A Common Stock
CPAA
$16.4M 0.14%
1,666,400
-6,300
-0.4% -$61.8K
NXPI icon
162
NXP Semiconductors
NXPI
$58.4B
$16.4M 0.14%
103,882
+819
+0.8% +$130K
TFC icon
163
Truist Financial
TFC
$64.2B
$15.8M 0.14%
368,009
+38,887
+12% +$1.71M
OKE icon
164
Oneok
OKE
$55.4B
$15.7M 0.14%
239,650
-17,281
-7% -$1.06M
PYPL icon
165
PayPal
PYPL
$51.1B
$15.7M 0.14%
220,106
-19,378
-8% -$1.55M
HUN icon
166
Huntsman Corp
HUN
$1.78B
$15.5M 0.14%
565,256
+50,575
+10% +$1.38M
BKH icon
167
Black Hills Corp
BKH
$5.54B
$15.5M 0.14%
220,396
+5,068
+2% +$341K
WFC icon
168
Wells Fargo
WFC
$265B
$15.5M 0.14%
374,934
+22,928
+7% +$1.01M
MS icon
169
Morgan Stanley
MS
$336B
$15.4M 0.14%
181,630
-18,157
-9% -$1.55M
GLD icon
170
SPDR Gold Trust
GLD
$138B
$15.4M 0.14%
91,023
-25,910
-22% -$4.17M
BDX icon
171
Becton Dickinson
BDX
$48.8B
$15.2M 0.13%
59,745
+5,106
+9% +$1.21M
PANW icon
172
Palo Alto Networks
PANW
$293B
$15.2M 0.13%
217,648
-13,430
-6% -$1.08M
WAVC
173
DELISTED
Waverley Capital Acquisition Corp. 1
WAVC
$15.2M 0.13%
1,514,224
-6,300
-0.4% -$62.4K
WLK icon
174
Westlake Corp
WLK
$9.93B
$15.1M 0.13%
147,396
+9,262
+7% +$933K
CAH icon
175
Cardinal Health
CAH
$55.7B
$15M 0.13%
195,744
-43,859
-18% -$3.33M
5 6
7
8 9

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.