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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTR icon
151
Ventas
VTR
$47.3B
$22.7M 0.14%
410,858
-47,834
-10% -$2.74M
BIIB icon
152
Biogen
BIIB
$30B
$22.3M 0.13%
78,671
-3,167
-4% -$1.04M
UPS icon
153
United Parcel Service
UPS
$88.5B
$22.1M 0.13%
121,503
+43,609
+56% +$8.61M
C icon
154
Citigroup
C
$228B
$22.1M 0.13%
315,193
-21,324
-6% -$1.49M
VKQ icon
155
Invesco Municipal Trust
VKQ
$547M
$22.1M 0.13%
1,649,976
+24,385
+2% +$337K
RRC icon
156
Range Resources
RRC
$8.95B
$22M 0.13%
973,500
+33,740
+4% +$547K
SPG icon
157
Simon Property Group
SPG
$72.3B
$22M 0.13%
169,297
-994
-0.6% -$129K
NXPI icon
158
NXP Semiconductors
NXPI
$59.5B
$22M 0.13%
112,111
+23,375
+26% +$4.85M
MET icon
159
MetLife
MET
$64B
$21.7M 0.13%
351,936
-60,208
-15% -$3.62M
CB icon
160
Chubb
CB
$136B
$21.6M 0.13%
124,741
-28,057
-18% -$4.92M
FISV
161
Fiserv Inc
FISV
$27.7B
$21.5M 0.13%
198,344
-7,743
-4% -$865K
TSN icon
162
Tyson Foods
TSN
$20.4B
$21.5M 0.13%
272,570
-23,815
-8% -$1.8M
SPGI icon
163
S&P Global
SPGI
$120B
$21.5M 0.13%
50,615
-542
-1% -$235K
BKLN icon
164
Invesco Senior Loan ETF
BKLN
$6.8B
$21.5M 0.13%
971,766
+117,110
+14% +$2.59M
INVH icon
165
Invitation Homes
INVH
$18B
$21.2M 0.13%
553,876
+36,070
+7% +$1.45M
MS icon
166
Morgan Stanley
MS
$343B
$21.1M 0.13%
216,832
-72,605
-25% -$7.19M
KMB icon
167
Kimberly-Clark
KMB
$36.5B
$20.9M 0.13%
158,164
-8,081
-5% -$1.1M
MPT
168
Medical Properties Trust
MPT
$2.79B
$20.9M 0.13%
1,043,490
+188,037
+22% +$3.85M
REG icon
169
Regency Centers
REG
$14.4B
$20.8M 0.12%
308,880
-60,480
-16% -$4.01M
AZN icon
170
AstraZeneca
AZN
$249B
$20.8M 0.12%
172,886
+149,298
+633% +$17.4M
ITW icon
171
Illinois Tool Works
ITW
$85.7B
$20.8M 0.12%
100,468
+18,742
+23% +$4.23M
ARDC
172
Are Dynamic Credit Allocation Fund
ARDC
$297M
$20.6M 0.12%
1,274,607
+102,847
+9% +$1.67M
TFC icon
173
Truist Financial
TFC
$64.9B
$20.5M 0.12%
349,907
-33,784
-9% -$1.89M
OMC icon
174
Omnicom Group
OMC
$22.8B
$20.5M 0.12%
283,148
+44,557
+19% +$3.31M
QRVO icon
175
Qorvo
QRVO
$8.46B
$20.4M 0.12%
121,841
+24,745
+25% +$4.6M
5 6
7
8 9

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.