We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLAC icon
151
KLA
KLAC
$252B
$21.3M 0.14%
643,310
-98,190
-13% -$2.96M
SO icon
152
Southern Company
SO
$107B
$20.9M 0.14%
336,918
-11,393
-3% -$682K
GLPI icon
153
Gaming and Leisure Properties
GLPI
$12.8B
$20.8M 0.14%
491,227
+50,085
+11% +$2.12M
CSX icon
154
CSX Corp
CSX
$93.9B
$20.8M 0.14%
648,078
-43,971
-6% -$1.34M
ADSK icon
155
Autodesk
ADSK
$51.2B
$20.7M 0.14%
74,662
-8,188
-10% -$2.36M
AON icon
156
Aon
AON
$76.5B
$20.6M 0.14%
89,621
-5,894
-6% -$1.3M
DOC icon
157
Healthpeak Properties
DOC
$14.5B
$20.6M 0.14%
649,058
+63,897
+11% +$1.94M
ISRG icon
158
Intuitive Surgical
ISRG
$132B
$20.6M 0.13%
83,454
-33,690
-29% -$8.48M
CTSH icon
159
Cognizant
CTSH
$25.6B
$20.5M 0.13%
262,352
+14,364
+6% +$1.11M
SRNGU
160
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
$20.3M 0.13%
+2,006,370
New +$20.9M
WMT icon
161
Walmart Inc
WMT
$892B
$20.2M 0.13%
446,541
-55,674
-11% -$2.58M
MS icon
162
Morgan Stanley
MS
$336B
$19.9M 0.13%
256,612
+46,448
+22% +$3.56M
PSTH.WS
163
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$19.9M 0.13%
2,444,441
– –
VKQ icon
164
Invesco Municipal Trust
VKQ
$547M
$19.9M 0.13%
1,506,681
+33,804
+2% +$438K
KSS icon
165
Kohl's
KSS
$2.09B
$19.9M 0.13%
333,256
+108,279
+48% +$5.56M
DXCM icon
166
DexCom
DXCM
$31.3B
$19.8M 0.13%
220,488
-49,128
-18% -$4.61M
LHX icon
167
L3Harris
LHX
$53.9B
$19.7M 0.13%
97,123
+10,868
+13% +$2.04M
AEP icon
168
American Electric Power
AEP
$68.2B
$19.7M 0.13%
232,208
+16,881
+8% +$1.36M
C icon
169
Citigroup
C
$224B
$19.6M 0.13%
269,556
-29,633
-10% -$1.98M
FHN icon
170
First Horizon
FHN
$12.1B
$19.4M 0.13%
1,146,654
+40,701
+4% +$644K
AOS icon
171
A.O. Smith
AOS
$8.56B
$19.3M 0.13%
285,892
+3,045
+1% +$185K
VOYA icon
172
Voya Financial
VOYA
$9.2B
$19.3M 0.13%
303,464
+2,386
+0.8% +$143K
TROW icon
173
T. Rowe Price
TROW
$24.2B
$19.2M 0.13%
112,028
-62
-0.1% -$10.2K
SJM icon
174
J.M. Smucker
SJM
$12.7B
$19.2M 0.13%
151,692
+57,168
+60% +$6.75M
WFC icon
175
Wells Fargo
WFC
$265B
$19.2M 0.13%
491,277
+33,135
+7% +$1.17M
5 6
7
8 9

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.