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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKQ icon
151
Invesco Municipal Trust
VKQ
$549M
$18.9M 0.12%
1,472,877
+7,423
+0.5% +$92.2K
JD icon
152
JD.com
JD
$44.5B
$18.9M 0.12%
214,451
+20,294
+10% +$1.69M
ICE icon
153
Intercontinental Exchange
ICE
$85.1B
$18.8M 0.12%
162,779
-5,281
-3% -$548K
HON icon
154
Honeywell
HON
$78.1B
$18.8M 0.12%
93,538
-5,154
-5% -$936K
NEM icon
155
Newmont
NEM
$118B
$18.8M 0.12%
313,082
+60,214
+24% +$3.71M
GLPI icon
156
Gaming and Leisure Properties
GLPI
$12.9B
$18.7M 0.12%
441,142
+106,267
+32% +$4.29M
BTZ icon
157
BlackRock Credit Allocation Income Trust
BTZ
$954M
$18.7M 0.12%
1,271,186
-8,095
-0.6% -$116K
AVB icon
158
AvalonBay Communities
AVB
$26.8B
$18.5M 0.12%
115,281
+52,141
+83% +$8.29M
HYD icon
159
VanEck High Yield Muni ETF
HYD
$4.45B
$18.4M 0.12%
299,808
-40,868
-12% -$2.47M
C icon
160
Citigroup
C
$226B
$18.4M 0.12%
299,189
+74,429
+33% +$3.78M
GLD icon
161
SPDR Gold Trust
GLD
$141B
$18.4M 0.12%
103,314
+10,751
+12% +$1.89M
BG icon
162
Bunge Global
BG
$21.1B
$18.4M 0.12%
280,601
-19,921
-7% -$1.16M
EHC icon
163
Encompass Health
EHC
$12.5B
$18.2M 0.11%
276,970
+13,341
+5% +$785K
VICI icon
164
VICI Properties
VICI
$29.4B
$18.1M 0.11%
709,132
+136,920
+24% +$3.4M
ETN icon
165
Eaton
ETN
$175B
$18.1M 0.11%
150,354
+36,707
+32% +$4.15M
STX icon
166
Seagate
STX
$183B
$18M 0.11%
289,479
-8,679
-3% -$488K
SUI icon
167
Sun Communities
SUI
$14.7B
$18M 0.11%
118,339
-7,272
-6% -$1.05M
AEP icon
168
American Electric Power
AEP
$68.6B
$17.9M 0.11%
215,327
+110,247
+105% +$9.57M
KEY icon
169
KeyCorp
KEY
$24.4B
$17.8M 0.11%
1,085,792
-14,254
-1% -$208K
BMY icon
170
Bristol-Myers Squibb
BMY
$131B
$17.8M 0.11%
287,128
+8,391
+3% +$516K
STZ icon
171
Constellation Brands
STZ
$23.3B
$17.8M 0.11%
81,085
-8,208
-9% -$1.61M
MUC icon
172
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$17.7M 0.11%
1,181,578
-22,867
-2% -$332K
VOYA icon
173
Voya Financial
VOYA
$9.27B
$17.7M 0.11%
301,078
+1,129
+0.4% +$61.2K
DOC icon
174
Healthpeak Properties
DOC
$14.7B
$17.7M 0.11%
585,161
-11,830
-2% -$344K
PPL
175
PPL Corp
PPL
$26.7B
$17.6M 0.11%
623,600
-2,420
-0.4% -$68.7K
5 6
7
8 9

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.