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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
151
SPDR Gold Trust
GLD
$141B
$16.4M 0.12%
92,563
+8,878
+11% +$1.6M
JNK icon
152
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$16.2M 0.12%
155,578
+66,655
+75% +$6.97M
DOC icon
153
Healthpeak Properties
DOC
$14.8B
$16.2M 0.12%
596,991
+63,352
+12% +$1.74M
NEM icon
154
Newmont
NEM
$119B
$16M 0.12%
252,868
-32,825
-11% -$2.14M
MO icon
155
Altria Group
MO
$114B
$16M 0.12%
414,820
+81,238
+24% +$3.38M
DHI icon
156
D.R. Horton
DHI
$42.3B
$15.9M 0.12%
210,797
-95,672
-31% -$6.53M
ADSK icon
157
Autodesk
ADSK
$52.6B
$15.9M 0.12%
68,963
+357
+0.5% +$84.8K
PSA icon
158
Public Storage
PSA
$61.3B
$15.9M 0.12%
71,508
+10,436
+17% +$2.13M
INCY icon
159
Incyte
INCY
$24.4B
$15.9M 0.12%
177,368
-26,467
-13% -$2.55M
BAC icon
160
Bank of America
BAC
$442B
$15.7M 0.11%
653,688
-357,804
-35% -$8.91M
KHC icon
161
Kraft Heinz
KHC
$30B
$15.7M 0.11%
525,287
+10,089
+2% +$336K
GD icon
162
General Dynamics
GD
$106B
$15.6M 0.11%
112,681
+41,463
+58% +$6.12M
AOS icon
163
A.O. Smith
AOS
$8.7B
$15.6M 0.11%
295,253
+21,513
+8% +$1.07M
QRVO icon
164
Qorvo
QRVO
$8.74B
$15.6M 0.11%
120,534
+8,660
+8% +$1.07M
ABT icon
165
Abbott
ABT
$187B
$15.5M 0.11%
142,749
-14,704
-9% -$1.49M
BF.B icon
166
Brown-Forman Class B
BF.B
$13.1B
$15.5M 0.11%
205,676
-16,638
-7% -$1.19M
SAFE
167
DELISTED
Safehold Inc.
SAFE
$15.3M 0.11%
247,094
-54,660
-18% -$2.96M
LLY icon
168
Eli Lilly
LLY
$1.06T
$15.3M 0.11%
103,561
-22,353
-18% -$3.46M
HON icon
169
Honeywell
HON
$78B
$15.3M 0.11%
98,692
+37,227
+61% +$5.53M
EMR icon
170
Emerson Electric
EMR
$88.3B
$15.3M 0.11%
232,588
+36,230
+18% +$2.39M
NOC icon
171
Northrop Grumman
NOC
$81.2B
$15.2M 0.11%
48,117
+2,424
+5% +$790K
JD icon
172
JD.com
JD
$44.5B
$15.1M 0.11%
194,157
-14,848
-7% -$1.03M
INVH icon
173
Invitation Homes
INVH
$18B
$15.1M 0.11%
538,194
+53,543
+11% +$1.53M
SPLK
174
DELISTED
Splunk Inc
SPLK
$15M 0.11%
79,798
-516
-0.6% -$103K
D icon
175
Dominion Energy
D
$59.3B
$14.9M 0.11%
188,306
+15,667
+9% +$1.23M
5 6
7
8 9

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.