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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
D icon
151
Dominion Energy
D
$60.8B
$19.2M 0.14%
231,593
-27,888
-11% -$2.28M
VLO icon
152
Valero Energy
VLO
$90.1B
$19.1M 0.14%
203,677
-24,374
-11% -$2.3M
VOYA icon
153
Voya Financial
VOYA
$9.01B
$19M 0.14%
312,225
-51,602
-14% -$2.91M
CSX icon
154
CSX Corp
CSX
$93.4B
$19M 0.14%
787,938
-105,225
-12% -$2.49M
WMT icon
155
Walmart Inc
WMT
$885B
$19M 0.14%
478,929
+86,724
+22% +$3.44M
ADI icon
156
Analog Devices
ADI
$179B
$19M 0.14%
159,501
-5,289
-3% -$596K
ADM icon
157
Archer Daniels Midland
ADM
$38.2B
$18.8M 0.14%
406,306
-17,610
-4% -$751K
INGR icon
158
Ingredion
INGR
$6.27B
$18.8M 0.14%
202,022
+39,273
+24% +$3.3M
COP icon
159
ConocoPhillips
COP
$147B
$18.6M 0.14%
286,785
-35,539
-11% -$2.09M
MKC icon
160
McCormick & Company Non-Voting
MKC
$13.7B
$18.5M 0.14%
218,486
-68,668
-24% -$5.68M
BMY icon
161
Bristol-Myers Squibb
BMY
$133B
$18.4M 0.14%
286,034
+109,854
+62% +$6.29M
BF.B icon
162
Brown-Forman Class B
BF.B
$13.2B
$18.1M 0.14%
268,116
-20,209
-7% -$1.31M
SPG icon
163
Simon Property Group
SPG
$74.4B
$18.1M 0.14%
121,540
-13,632
-10% -$2.04M
BG icon
164
Bunge Global
BG
$20.4B
$18.1M 0.14%
314,203
+18,990
+6% +$1.05M
WFC icon
165
Wells Fargo
WFC
$261B
$18M 0.14%
334,945
+32,527
+11% +$1.7M
NUE icon
166
Nucor
NUE
$58.6B
$18M 0.14%
319,334
+45,796
+17% +$2.5M
NFJ
167
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$18M 0.13%
1,382,070
-54,768
-4% -$692K
BKLN icon
168
Invesco Senior Loan ETF
BKLN
$6.97B
$18M 0.13%
786,674
-87,102
-10% -$1.97M
TFC icon
169
Truist Financial
TFC
$63.3B
$17.9M 0.13%
318,213
+190,615
+149% +$10.3M
XEL icon
170
Xcel Energy
XEL
$48.8B
$17.7M 0.13%
278,021
+45,024
+19% +$2.82M
TSN icon
171
Tyson Foods
TSN
$20.4B
$17.6M 0.13%
192,865
-17,570
-8% -$1.51M
NBB icon
172
Nuveen Taxable Municipal Income Fund
NBB
$447M
$17.5M 0.13%
803,410
+192,249
+31% +$4.18M
HST icon
173
Host Hotels & Resorts
HST
$17.2B
$17.5M 0.13%
944,905
+356,550
+61% +$6.17M
MDU icon
174
MDU Resources
MDU
$4.17B
$17.3M 0.13%
1,530,903
+68,527
+5% +$748K
GM icon
175
General Motors
GM
$80.4B
$17.2M 0.13%
470,515
+73,435
+18% +$2.67M
5 6
7
8 9

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CII
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AAMU
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NMIFOAC
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.