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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYB icon
151
LyondellBasell Industries
LYB
$18.8B
$64.2M 0.15%
648,557
-41,868
-6% -$3.77M
PFG icon
152
Principal Financial Group
PFG
$24.6B
$64M 0.15%
994,534
+121,555
+14% +$7.82M
HRL icon
153
Hormel Foods
HRL
$14.1B
$63.9M 0.15%
1,988,819
+81,356
+4% +$2.66M
DD icon
154
DuPont de Nemours
DD
$19B
$63.8M 0.15%
364,130
+18,409
+5% +$3.07M
MET icon
155
MetLife
MET
$62.7B
$63.8M 0.15%
1,228,704
-52,076
-4% -$2.54M
CL icon
156
Colgate-Palmolive
CL
$74.2B
$63.8M 0.15%
876,137
+3,802
+0.4% +$274K
CERN
157
DELISTED
Cerner Corp
CERN
$63.8M 0.15%
894,358
-32,224
-3% -$2.14M
ADP icon
158
Automatic Data Processing
ADP
$106B
$63.6M 0.15%
582,076
-84,095
-13% -$9.01M
PWR icon
159
Quanta Services
PWR
$88.3B
$63.6M 0.15%
1,702,641
-157,112
-8% -$5.51M
IWM icon
160
iShares Russell 2000 ETF
IWM
$80.4B
$63.5M 0.15%
428,701
-13,465
-3% -$1.89M
QQQ icon
161
Invesco QQQ Trust
QQQ
$445B
$63.5M 0.15%
436,642
-13,127
-3% -$1.88M
GIS icon
162
General Mills
GIS
$20.1B
$63.4M 0.15%
1,225,443
-33,039
-3% -$1.81M
VMC icon
163
Vulcan Materials
VMC
$37.4B
$63.3M 0.15%
528,941
+37,518
+8% +$4.5M
AEE icon
164
Ameren
AEE
$31.1B
$63M 0.15%
1,089,409
-122,123
-10% -$7.06M
DIS icon
165
Walt Disney
DIS
$172B
$63M 0.15%
638,710
-7,211
-1% -$742K
FE icon
166
FirstEnergy
FE
$28.7B
$62.9M 0.15%
2,039,425
-161,394
-7% -$5.08M
ALXN
167
DELISTED
Alexion Pharmaceuticals
ALXN
$62.8M 0.15%
447,804
-107,539
-19% -$14.6M
CA
168
DELISTED
CA, Inc.
CA
$62.6M 0.15%
1,876,594
-186,449
-9% -$6.17M
CI icon
169
Cigna
CI
$79.6B
$62.5M 0.15%
334,480
+11,920
+4% +$2.12M
CMI icon
170
Cummins
CMI
$88.5B
$62.5M 0.15%
371,922
+3,986
+1% +$645K
CLX icon
171
Clorox
CLX
$12.1B
$62.5M 0.15%
473,427
-7,287
-2% -$979K
HST icon
172
Host Hotels & Resorts
HST
$17.4B
$62.4M 0.15%
3,377,088
-133,122
-4% -$2.42M
TROW icon
173
T. Rowe Price
TROW
$26.1B
$62.3M 0.15%
687,072
-100,499
-13% -$8.31M
ETR icon
174
Entergy
ETR
$52.4B
$62.2M 0.15%
1,630,282
-39,132
-2% -$1.51M
MPC icon
175
Marathon Petroleum
MPC
$89.3B
$62.2M 0.15%
1,109,648
+55,336
+5% +$2.97M
5 6
7
8 9

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.