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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEM icon
151
Newmont
NEM
$96.2B
$56.2M 0.16%
1,648,925
+161,965
+11% +$5.53M
HST icon
152
Host Hotels & Resorts
HST
$17.5B
$56.1M 0.16%
2,979,116
+898,100
+43% +$15.2M
BF.B icon
153
Brown-Forman Class B
BF.B
$13.5B
$56.1M 0.16%
1,951,388
+91,279
+5% +$2.67M
XRX icon
154
Xerox
XRX
$345M
$56.1M 0.16%
2,437,852
+522,619
+27% +$13M
USB icon
155
US Bancorp
USB
$97.9B
$55.9M 0.16%
1,088,413
+174,190
+19% +$8.28M
CNC icon
156
Centene
CNC
$30.5B
$55.9M 0.16%
1,977,404
-277,910
-12% -$8.2M
AIZ icon
157
Assurant
AIZ
$13.9B
$55.9M 0.16%
601,641
+277,267
+85% +$24.2M
AES icon
158
AES
AES
$10.6B
$55.8M 0.16%
4,803,996
+377,720
+9% +$4.43M
NFLX icon
159
Netflix
NFLX
$307B
$55.8M 0.16%
4,507,850
-814,070
-15% -$9.65M
HRL icon
160
Hormel Foods
HRL
$14.2B
$55.7M 0.16%
1,601,365
-201,147
-11% -$7.26M
WELL icon
161
Welltower
WELL
$174B
$55.7M 0.16%
832,008
+331,326
+66% +$21.9M
KEY icon
162
KeyCorp
KEY
$23.8B
$55.3M 0.16%
3,025,815
-817,265
-21% -$12.9M
URI icon
163
United Rentals
URI
$65.7B
$55.2M 0.16%
523,067
+90,287
+21% +$8.22M
RHT
164
DELISTED
Red Hat Inc
RHT
$55.1M 0.16%
791,218
-31,684
-4% -$2.44M
HPQ icon
165
HP
HPQ
$26B
$55.1M 0.16%
3,711,737
-949,803
-20% -$14.4M
CA
166
DELISTED
CA, Inc.
CA
$55M 0.16%
1,732,331
+363,936
+27% +$11.6M
BMY icon
167
Bristol-Myers Squibb
BMY
$129B
$55M 0.16%
941,383
+85,611
+10% +$4.68M
ALL icon
168
Allstate
ALL
$70.6B
$55M 0.16%
741,496
+115,930
+19% +$8.16M
KDP icon
169
Keurig Dr Pepper
KDP
$42.8B
$55M 0.16%
606,107
-98,067
-14% -$8.6M
MRSH
170
Marsh
MRSH
$94.3B
$54.7M 0.16%
809,778
+246,138
+44% +$16.5M
GS icon
171
Goldman Sachs
GS
$289B
$54.7M 0.16%
228,315
+15,105
+7% +$3.07M
CMI icon
172
Cummins
CMI
$83.6B
$54.6M 0.16%
399,785
+77,478
+24% +$10.4M
TDG icon
173
TransDigm Group
TDG
$70.7B
$54.5M 0.16%
218,926
+58,945
+37% +$15.5M
AVB icon
174
AvalonBay Communities
AVB
$27.5B
$54.4M 0.16%
307,326
+82,763
+37% +$14M
TT icon
175
Trane Technologies
TT
$98.8B
$54.4M 0.16%
725,049
+316,336
+77% +$22.8M
5 6
7
8 9

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.