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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAP icon
151
Molson Coors Class B
TAP
$8.02B
$51.4M 0.16%
468,380
-29,748
-6% -$3.02M
FLIR
152
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$51.3M 0.16%
1,633,278
-249,317
-13% -$7.86M
ITW icon
153
Illinois Tool Works
ITW
$84.1B
$51.2M 0.16%
427,596
+34,420
+9% +$4M
XRX icon
154
Xerox
XRX
$345M
$51.1M 0.16%
1,915,233
+101,365
+6% +$2.62M
F icon
155
Ford
F
$60.9B
$50.9M 0.16%
4,216,560
+520,992
+14% +$6.58M
BSX icon
156
Boston Scientific
BSX
$68.4B
$50.8M 0.16%
2,134,868
-14,266
-0.7% -$340K
WFM
157
DELISTED
Whole Foods Market Inc
WFM
$50.8M 0.16%
1,791,863
+184,311
+11% +$5.67M
SLB icon
158
SLB Ltd
SLB
$72.7B
$50.7M 0.16%
644,931
-49,594
-7% -$3.94M
DGX icon
159
Quest Diagnostics
DGX
$26B
$50.6M 0.16%
597,658
-15,290
-2% -$1.28M
MRO
160
DELISTED
Marathon Oil Corporation
MRO
$50.5M 0.16%
3,192,930
-209,964
-6% -$3.12M
HSY icon
161
Hershey
HSY
$37.3B
$50.3M 0.16%
526,530
-118,998
-18% -$12.6M
LUV icon
162
Southwest Airlines
LUV
$21.7B
$50.3M 0.16%
1,292,874
+199,514
+18% +$7.58M
PLD icon
163
Prologis
PLD
$136B
$50.2M 0.16%
937,940
+7,768
+0.8% +$410K
RSG icon
164
Republic Services
RSG
$67.4B
$50.1M 0.16%
992,905
-35,643
-3% -$1.83M
NRG icon
165
NRG Energy
NRG
$26.2B
$50.1M 0.16%
4,465,918
+813,590
+22% +$10.6M
MCK icon
166
McKesson
MCK
$104B
$50M 0.16%
299,776
+18,396
+7% +$3.43M
ETFC
167
DELISTED
E*Trade Financial Corporation
ETFC
$49.8M 0.16%
1,711,565
-13,056
-0.8% -$337K
SCHW
168
Charles Schwab
SCHW
$182B
$49.8M 0.16%
1,577,826
+10,528
+0.7% +$309K
PXD
169
DELISTED
Pioneer Natural Resource Co.
PXD
$49.7M 0.15%
267,465
-59,832
-18% -$10.2M
SPG icon
170
Simon Property Group
SPG
$76.4B
$49.5M 0.15%
239,351
-19,666
-8% -$4.26M
JNPR
171
DELISTED
Juniper Networks
JNPR
$49.4M 0.15%
2,054,321
-106,796
-5% -$2.47M
FCX icon
172
Freeport-McMoran
FCX
$86.2B
$49.4M 0.15%
4,551,118
+349,782
+8% +$4.02M
CI icon
173
Cigna
CI
$78.4B
$49.3M 0.15%
378,655
-3,326
-0.9% -$434K
XYL icon
174
Xylem
XYL
$28.5B
$49M 0.15%
934,438
+19,043
+2% +$934K
CHD icon
175
Church & Dwight Co
CHD
$23.7B
$49M 0.15%
1,022,137
-16,399
-2% -$809K
5 6
7
8 9

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.