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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAL icon
151
Delta Air Lines
DAL
$58.3B
$57.9M 0.14%
1,602,336
-526,788
-25% -$20.1M
HON icon
152
Honeywell
HON
$76.7B
$57.6M 0.14%
688,893
+295,238
+75% +$25.1M
HPQ icon
153
HP
HPQ
$24.6B
$57.3M 0.14%
3,559,804
+271,518
+8% +$4.4M
HUM icon
154
Humana
HUM
$44B
$57.2M 0.14%
439,321
+22,203
+5% +$2.82M
ESRX
155
DELISTED
Express Scripts Holding Company
ESRX
$57.2M 0.14%
809,612
+43,477
+6% +$3.1M
MCD icon
156
McDonald's
MCD
$191B
$57.1M 0.14%
602,404
+20,643
+4% +$1.97M
MDLZ icon
157
Mondelez International
MDLZ
$80.5B
$56.7M 0.14%
1,653,650
+98,840
+6% +$3.6M
UNP icon
158
Union Pacific
UNP
$172B
$56.6M 0.14%
521,795
+35,156
+7% +$3.64M
UHS icon
159
Universal Health Services
UHS
$9.88B
$56.5M 0.14%
541,106
+224,573
+71% +$23.9M
MMM icon
160
3M
MMM
$90.8B
$56.1M 0.13%
473,389
+22,371
+5% +$2.69M
OXY icon
161
Occidental Petroleum
OXY
$55.6B
$55.7M 0.13%
604,588
+22,599
+4% +$2.17M
SNDK
162
DELISTED
SANDISK CORP
SNDK
$55.6M 0.13%
568,117
-25,364
-4% -$2.48M
TWC
163
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$55.6M 0.13%
387,631
+101,606
+36% +$15.1M
FTI icon
164
TechnipFMC
FTI
$27.5B
$55.5M 0.13%
1,374,521
-14,207
-1% -$627K
EQT icon
165
EQT Corp
EQT
$33B
$55.4M 0.13%
1,111,440
+118,053
+12% +$6.25M
TEG
166
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$55.3M 0.13%
853,533
-30,656
-3% -$2.06M
LUMN icon
167
Lumen
LUMN
$6.76B
$55.2M 0.13%
1,349,134
-24,561
-2% -$965K
XRX icon
168
Xerox
XRX
$456M
$55.1M 0.13%
1,581,834
+69,680
+5% +$2.43M
EXPE icon
169
Expedia Group
EXPE
$35.2B
$55.1M 0.13%
629,000
-78,695
-11% -$6.6M
CLX icon
170
Clorox
CLX
$11.7B
$55M 0.13%
573,128
+22,211
+4% +$2.01M
NEE icon
171
NextEra Energy
NEE
$183B
$54.9M 0.13%
2,339,936
-541,656
-19% -$13.1M
PPL
172
PPL Corp
PPL
$26.8B
$54.8M 0.13%
1,793,113
+7,199
+0.4% +$225K
GIS icon
173
General Mills
GIS
$19.4B
$54.7M 0.13%
1,083,965
-154,092
-12% -$8.08M
UAA icon
174
Under Armour
UAA
$2.91B
$54.2M 0.13%
1,578,697
-898,637
-36% -$29.8M
RHT
175
DELISTED
Red Hat Inc
RHT
$54.1M 0.13%
964,068
-100,314
-9% -$5.85M
5 6
7
8 9

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NMIFOAC
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.