We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CI icon
151
Cigna
CI
$73.8B
$49.2M 0.14%
587,647
+197,743
+51% +$16.3M
PPL
152
PPL Corp
PPL
$26.5B
$49.2M 0.14%
1,592,555
-187,237
-11% -$5.44M
AET
153
DELISTED
Aetna Inc
AET
$49.1M 0.14%
655,492
-87,269
-12% -$6.18M
AKAM icon
154
Akamai
AKAM
$16.7B
$49.1M 0.14%
843,600
+354,234
+72% +$19.6M
PH icon
155
Parker-Hannifin
PH
$123B
$49M 0.14%
409,700
+38,359
+10% +$4.6M
MMM icon
156
3M
MMM
$90.9B
$49M 0.14%
432,270
+14,077
+3% +$1.56M
UNP icon
157
Union Pacific
UNP
$174B
$48.5M 0.14%
517,368
-31,786
-6% -$2.82M
NOC icon
158
Northrop Grumman
NOC
$77.1B
$48.5M 0.14%
393,310
+143,190
+57% +$17M
MCO icon
159
Moody's
MCO
$82.8B
$48.4M 0.14%
610,571
-107,809
-15% -$8.44M
ENH
160
DELISTED
Endurance Specialty Holdings Ltd
ENH
$48.1M 0.14%
893,334
-89,300
-9% -$4.75M
WYNN icon
161
Wynn Resorts
WYNN
$10.3B
$47.9M 0.14%
215,493
-3,742
-2% -$824K
OXY icon
162
Occidental Petroleum
OXY
$56.8B
$47.6M 0.14%
521,304
+4,110
+0.8% +$367K
PNR icon
163
Pentair
PNR
$10.4B
$47.6M 0.14%
892,837
-1,312
-0.1% -$68.5K
NEM icon
164
Newmont
NEM
$98.7B
$47.5M 0.14%
2,027,907
+448,033
+28% +$10.7M
HSY icon
165
Hershey
HSY
$35.5B
$47.5M 0.14%
454,823
+163,041
+56% +$16.7M
DD icon
166
DuPont de Nemours
DD
$18.5B
$47.4M 0.13%
385,506
-65,147
-14% -$7.68M
NFLX icon
167
Netflix
NFLX
$299B
$47.4M 0.13%
9,424,380
+647,430
+7% +$3.71M
HON icon
168
Honeywell
HON
$77B
$47.4M 0.13%
568,450
+224,221
+65% +$18.6M
PXD
169
DELISTED
Pioneer Natural Resource Co.
PXD
$47.2M 0.13%
252,085
+40,870
+19% +$7.47M
ALL icon
170
Allstate
ALL
$68B
$47.1M 0.13%
831,653
+37,638
+5% +$2.02M
FLR icon
171
Fluor
FLR
$7.01B
$46.8M 0.13%
602,259
+268,762
+81% +$21M
OLN icon
172
Olin
OLN
$2.11B
$46.8M 0.13%
1,695,064
+277,398
+20% +$7.47M
MS icon
173
Morgan Stanley
MS
$331B
$46.8M 0.13%
1,501,417
+712,972
+90% +$22M
BKLN icon
174
Invesco Senior Loan ETF
BKLN
$6.97B
$46.7M 0.13%
1,883,127
+133,515
+8% +$3.32M
GXP
175
DELISTED
Great Plains Energy Incorporated
GXP
$46.6M 0.13%
1,723,122
-67,070
-4% -$1.7M
5 6
7
8 9

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.