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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
151
Occidental Petroleum
OXY
$55.6B
$47.1M 0.14%
517,194
+27,253
+6% +$2.49M
CDE icon
152
Coeur Mining
CDE
$15.9B
$46.9M 0.14%
4,320,636
+15,749
+0.4% +$177K
PNR icon
153
Pentair
PNR
$10.6B
$46.6M 0.14%
894,149
+91,767
+11% +$4.27M
TWX
154
DELISTED
Time Warner Inc
TWX
$46.6M 0.14%
696,693
-61,722
-8% -$3.99M
CAB
155
DELISTED
Cabela's Inc
CAB
$46.6M 0.14%
698,461
-87,867
-11% -$5.46M
ETR icon
156
Entergy
ETR
$50.4B
$46.2M 0.14%
1,461,766
+391,482
+37% +$12.5M
NFLX icon
157
Netflix
NFLX
$305B
$46.2M 0.14%
8,776,950
-142,100
-2% -$697K
UNP icon
158
Union Pacific
UNP
$172B
$46.1M 0.14%
549,154
+94,116
+21% +$7.45M
BMY icon
159
Bristol-Myers Squibb
BMY
$132B
$46.1M 0.14%
867,841
-259,998
-23% -$13.2M
IP icon
160
International Paper
IP
$22.8B
$46.1M 0.14%
1,006,522
+409,273
+69% +$17.5M
FBIN icon
161
Fortune Brands Innovations
FBIN
$5.88B
$46M 0.14%
1,176,698
+412,676
+54% +$14.9M
ORCL icon
162
Oracle
ORCL
$367B
$46M 0.14%
1,201,219
+155,091
+15% +$5.33M
CVSA
163
Covista Inc
CVSA
$4.3B
$45.6M 0.14%
1,283,501
-1,186
-0.1% -$41K
MA icon
164
Mastercard
MA
$510B
$45.5M 0.14%
545,170
-27,880
-5% -$2.07M
AXP icon
165
American Express
AXP
$228B
$45.5M 0.14%
501,501
+100,598
+25% +$8.26M
EIX icon
166
Edison International
EIX
$30.3B
$45.5M 0.14%
982,135
+214,713
+28% +$10.1M
KND
167
DELISTED
Kindred Healthcare
KND
$45.4M 0.14%
2,301,628
+242,042
+12% +$3.9M
LO
168
DELISTED
LORILLARD INC COM STK
LO
$45.1M 0.14%
889,718
-41,315
-4% -$2.06M
WDC icon
169
Western Digital
WDC
$184B
$44.9M 0.14%
707,416
+31,146
+5% +$1.74M
CTAS icon
170
Cintas
CTAS
$82.7B
$44.6M 0.14%
2,993,036
+915,760
+44% +$12.4M
KSU
171
DELISTED
Kansas City Southern
KSU
$44.6M 0.14%
359,847
+206,258
+134% +$24.7M
TXN icon
172
Texas Instruments
TXN
$255B
$43.8M 0.13%
997,694
+272,826
+38% +$11.4M
TW
173
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$43.7M 0.13%
342,653
+87,976
+35% +$10.2M
CHRD icon
174
Chord Energy
CHRD
$7.78B
$43.6M 0.13%
928,405
-243,695
-21% -$12.1M
BKLN icon
175
Invesco Senior Loan ETF
BKLN
$6.97B
$43.5M 0.13%
1,749,612
+223,288
+15% +$5.54M
5 6
7
8 9

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.