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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMT
1701
Royce Micro-Cap Trust
RMT
$761M
$277K ﹤0.01%
+29,976
New +$250K
AMPH icon
1702
Amphastar Pharmaceuticals
AMPH
$916M
$277K ﹤0.01%
4,478
-1,571
-26% -$82.5K
NGMS
1703
DELISTED
NeoGames S.A. Ordinary Shares
NGMS
$277K ﹤0.01%
9,666
– –
SPSC icon
1704
SPS Commerce
SPSC
$2.64B
$275K ﹤0.01%
1,420
+79
+6% +$13.8K
CSWC icon
1705
Capital Southwest
CSWC
$1.6B
$275K ﹤0.01%
11,587
+1,079
+10% +$24.1K
STN icon
1706
Stantec
STN
$8.39B
$274K ﹤0.01%
+3,400
New +$236K
BNL icon
1707
Broadstone Net Lease
BNL
$4.02B
$274K ﹤0.01%
15,909
-955
-6% -$14.7K
CFLT
1708
DELISTED
Confluent
CFLT
$274K ﹤0.01%
+11,705
New +$283K
TNDM icon
1709
Tandem Diabetes Care
TNDM
$1.56B
$273K ﹤0.01%
+9,246
New +$192K
ERIC icon
1710
Ericsson
ERIC
$33.3B
$272K ﹤0.01%
43,210
-34,572
-44% -$175K
FFC
1711
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$270K ﹤0.01%
+19,450
New +$256K
CEMB icon
1712
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
$269K ﹤0.01%
6,100
-147
-2% -$6.25K
NS
1713
DELISTED
NuStar Energy L.P.
NS
$269K ﹤0.01%
14,396
-431
-3% -$7.7K
FN icon
1714
Fabrinet
FN
$20.1B
$268K ﹤0.01%
1,410
-304
-18% -$52.1K
GTN icon
1715
Gray Television
GTN
$552M
$267K ﹤0.01%
29,852
-205
-0.7% -$1.53K
TEVA icon
1716
Teva Pharmaceuticals
TEVA
$41.2B
$267K ﹤0.01%
25,613
-3,931
-13% -$36.7K
UBS icon
1717
UBS Group
UBS
$176B
$267K ﹤0.01%
+8,627
New +$227K
IIIN icon
1718
Insteel Industries
IIIN
$625M
$263K ﹤0.01%
6,881
-9,462
-58% -$313K
VSAT icon
1719
Viasat
VSAT
$11.1B
$263K ﹤0.01%
+9,424
New +$197K
XYZ
1720
Block Inc
XYZ
$47.5B
$263K ﹤0.01%
3,404
-15,076
-82% -$852K
SUPN icon
1721
Supernus Pharmaceuticals
SUPN
$2.77B
$263K ﹤0.01%
+9,095
New +$241K
HCSG icon
1722
Healthcare Services Group
HCSG
$1.53B
$262K ﹤0.01%
25,221
+4,607
+22% +$46K
PAG icon
1723
Penske Automotive Group
PAG
$14.2B
$261K ﹤0.01%
1,626
-1,378
-46% -$211K
HUBG icon
1724
HUB Group
HUBG
$2.92B
$260K ﹤0.01%
5,666
-26,614
-82% -$1.05M
DMC
1725
Del Monte Corp
DMC
$1.45B
$259K ﹤0.01%
+9,883
New +$243K
67 68
69
70 71

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.