GC

Guggenheim Capital Portfolio holdings

AUM $12.3B
1-Year Return 20.77%
This Quarter Return
-0.72%
1 Year Return
+20.77%
3 Year Return
+81.12%
5 Year Return
+133.86%
10 Year Return
+300.64%
AUM
$16.5B
AUM Growth
-$325M
Cap. Flow
-$77M
Cap. Flow %
-0.47%
Top 10 Hldgs %
17.55%
Holding
2,285
New
114
Increased
796
Reduced
1,160
Closed
171

Top Buys

1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$49.6M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.6M
3
AFTR.U
AfterNext HealthTech Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
AFTR.U
+$37.1M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$30.1M

Top Sells

1
ALXN
Alexion Pharmaceuticals Inc
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$37.8M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
SPDR Bloomberg High Yield Bond ETF
JNK
+$19.3M

Sector Composition

1 Technology 19.4%
2 Financials 13.91%
3 Healthcare 9.78%
4 Consumer Discretionary 8.87%
5 Communication Services 6.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GNW icon
1701
Genworth Financial
GNW
$3.5B
$555K ﹤0.01%
148,109
-259,717
-64% -$973K
TECK icon
1702
Teck Resources
TECK
$19.6B
$555K ﹤0.01%
22,266
-17,179
-44% -$428K
CACI icon
1703
CACI
CACI
$10.5B
$554K ﹤0.01%
2,113
-839
-28% -$220K
VSTO
1704
DELISTED
Vista Outdoor Inc.
VSTO
$553K ﹤0.01%
13,729
-11,405
-45% -$459K
RPAI
1705
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$551K ﹤0.01%
42,735
-22,381
-34% -$289K
LTHM
1706
DELISTED
Livent Corporation
LTHM
$550K ﹤0.01%
23,815
-18,952
-44% -$438K
ILPT
1707
Industrial Logistics Properties Trust
ILPT
$410M
$549K ﹤0.01%
21,603
-9,932
-31% -$252K
MAIN icon
1708
Main Street Capital
MAIN
$5.94B
$548K ﹤0.01%
13,327
-971
-7% -$39.9K
CBSH icon
1709
Commerce Bancshares
CBSH
$7.98B
$546K ﹤0.01%
9,525
+138
+1% +$7.91K
AEG icon
1710
Aegon
AEG
$12B
$540K ﹤0.01%
110,826
-92,673
-46% -$452K
BPOP icon
1711
Popular Inc
BPOP
$8.42B
$540K ﹤0.01%
6,956
-6,030
-46% -$468K
GTPAW
1712
DELISTED
Gores Technology Partners, Inc. Warrant
GTPAW
$538K ﹤0.01%
479,997
– –
AAWW
1713
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$538K ﹤0.01%
6,581
-7,524
-53% -$615K
AXTA icon
1714
Axalta
AXTA
$6.71B
$536K ﹤0.01%
18,363
-44,908
-71% -$1.31M
PLAN
1715
DELISTED
Anaplan, Inc.
PLAN
$534K ﹤0.01%
8,769
+1,350
+18% +$82.2K
NNY icon
1716
Nuveen New York Municipal Value Fund
NNY
$155M
$533K ﹤0.01%
53,218
+15,361
+41% +$154K
NEWT icon
1717
NewtekOne
NEWT
$303M
$531K ﹤0.01%
19,161
+205
+1% +$5.68K
IBOC icon
1718
International Bancshares
IBOC
$4.4B
$530K ﹤0.01%
12,729
-10,550
-45% -$439K
SCD
1719
LMP Capital and Income Fund
SCD
$272M
$530K ﹤0.01%
38,490
+12,108
+46% +$167K
AMBA icon
1720
Ambarella
AMBA
$3.56B
$529K ﹤0.01%
3,395
-292
-8% -$45.5K
NML
1721
Neuberger Berman Energy Infrastructure and Income Fund
NML
$490M
$529K ﹤0.01%
107,260
-60,634
-36% -$299K
PGHY icon
1722
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$186M
$529K ﹤0.01%
24,357
+1,701
+8% +$36.9K
CFR icon
1723
Cullen/Frost Bankers
CFR
$8.14B
$523K ﹤0.01%
4,411
-521
-11% -$61.8K
TXG icon
1724
10x Genomics
TXG
$1.61B
$523K ﹤0.01%
3,588
+1,380
+63% +$201K
GO icon
1725
Grocery Outlet
GO
$1.7B
$521K ﹤0.01%
24,154
+321
+1% +$6.92K
67 68
69
70 71