We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
(-2%)
Cap. Flow
-$57.8M
Cap. Flow
% of AUM
-0.35%
Top 10 Holdings %
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$50M |
| 2 |
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
|
+$38.8M |
| 3 |
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
|
+$37M |
| 4 |
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
|
+$34.7M |
| 5 |
Honeywell
HON
|
+$32.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$41.8M |
| 2 |
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
|
+$39.8M |
| 3 |
MTTR
Matterport, Inc. Class A Common Stock
MTTR
|
+$32.4M |
| 4 |
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
|
+$20M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.23% |
| 2 | Financials | 13.81% |
| 3 | Healthcare | 9.7% |
| 4 | Consumer Discretionary | 8.79% |
| 5 | Communication Services | 6.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
Wayfair
W
$14.6B
| $557K | ﹤0.01% |
2,179
-528
| -20% | -$149K |
|
1702
Aecom
ACM
$9.75B
| $556K | ﹤0.01% |
8,800
-6,923
| -44% | -$441K |
|
1703
Genworth Financial
GNW
$3.71B
| $555K | ﹤0.01% |
148,109
-259,717
| -64% | -$925K |
|
1704
Teck Resources
TECK
$32.6B
| $555K | ﹤0.01% |
22,266
-17,179
| -44% | -$394K |
|
1705
CACI
CACI
$14.2B
| $554K | ﹤0.01% |
2,113
-839
| -28% | -$217K |
|
|
VSTO
1706
DELISTED
Vista Outdoor Inc.
VSTO
| $553K | ﹤0.01% |
13,729
-11,405
| -45% | -$470K |
|
|
RPAI
1707
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $551K | ﹤0.01% |
42,735
-22,381
| -34% | -$279K |
|
|
LTHM
1708
DELISTED
Livent Corporation
LTHM
| $550K | ﹤0.01% |
23,815
-18,952
| -44% | -$425K |
|
|
ILPT
1709
Industrial Logistics Properties Trust
ILPT
$586M
| $549K | ﹤0.01% |
21,603
-9,932
| -31% | -$265K |
|
1710
Main Street Capital
MAIN
$5.48B
| $548K | ﹤0.01% |
13,327
-971
| -7% | -$40.4K |
|
1711
Commerce Bancshares
CBSH
$8.5B
| $546K | ﹤0.01% |
10,001
+144
| +1% | +$7.94K |
|
1712
Aegon
AEG
$14.1B
| $540K | ﹤0.01% |
110,826
-92,673
| -46% | -$402K |
|
1713
Popular Inc
BPOP
$11.1B
| $540K | ﹤0.01% |
6,956
-6,030
| -46% | -$449K |
|
|
GTPAW
1714
DELISTED
Gores Technology Partners, Inc. Warrant
GTPAW
| $538K | ﹤0.01% |
479,997
| – | – |
|
|
AAWW
1715
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
| $538K | ﹤0.01% |
6,581
-7,524
| -53% | -$542K |
|
1716
Axalta
AXTA
$8.17B
| $536K | ﹤0.01% |
18,363
-44,908
| -71% | -$1.34M |
|
|
PLAN
1717
DELISTED
Anaplan, Inc.
PLAN
| $534K | ﹤0.01% |
8,769
+1,350
| +18% | +$80.4K |
|
1718
Nuveen New York Municipal Value Fund
NNY
$157M
| $533K | ﹤0.01% |
53,218
+15,361
| +41% | +$156K |
|
1719
NewtekOne
NEWT
$391M
| $531K | ﹤0.01% |
19,161
+205
| +1% | +$6.23K |
|
1720
International Bancshares
IBOC
$4.57B
| $530K | ﹤0.01% |
12,729
-10,550
| -45% | -$431K |
|
|
SCD
1721
LMP Capital and Income Fund
SCD
$358M
| $530K | ﹤0.01% |
38,490
+12,108
| +46% | +$173K |
|
1722
Ambarella
AMBA
$3.81B
| $529K | ﹤0.01% |
3,395
-292
| -8% | -$33.6K |
|
|
NML
1723
Neuberger Energy Infrastructure and Income Fund Inc
NML
$576M
| $529K | ﹤0.01% |
107,260
-60,634
| -36% | -$292K |
|
1724
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
| $529K | ﹤0.01% |
24,357
+1,701
| +8% | +$37.3K |
|
1725
Cullen/Frost Bankers
CFR
$10.2B
| $523K | ﹤0.01% |
4,411
-521
| -11% | -$58.1K |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
WANY
ACA
ZIG
Guggenheim Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
- Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
- Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
- Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
- Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
- Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.
Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.