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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBR icon
1701
Nabors Industries
NBR
$1.21B
$515K ﹤0.01%
5,506
+1,997
+57% +$178K
MMU
1702
Western Asset Managed Municipals Fund
MMU
$554M
$513K ﹤0.01%
39,522
-51,633
-57% -$667K
OPI
1703
DELISTED
Office Properties Income Trust
OPI
$512K ﹤0.01%
18,595
+5,540
+42% +$144K
PGHY icon
1704
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$512K ﹤0.01%
23,160
-1,758
-7% -$39K
MERC icon
1705
Mercer International
MERC
$39.8M
$511K ﹤0.01%
35,489
+21,469
+153% +$286K
ASIX icon
1706
AdvanSix
ASIX
$444M
$510K ﹤0.01%
+19,030
New +$486K
LAMR icon
1707
Lamar Advertising Co
LAMR
$16.3B
$510K ﹤0.01%
5,435
+1,769
+48% +$156K
UPBD icon
1708
Upbound Group
UPBD
$1.16B
$510K ﹤0.01%
8,841
-24,273
-73% -$1.27M
AA icon
1709
Alcoa
AA
$13.2B
$509K ﹤0.01%
15,673
-8,070
-34% -$204K
COTY icon
1710
Coty
COTY
$2.48B
$509K ﹤0.01%
56,496
-17,605
-24% -$134K
GFF icon
1711
Griffon
GFF
$4.86B
$508K ﹤0.01%
+18,693
New +$462K
GPI icon
1712
Group 1 Automotive
GPI
$3.18B
$505K ﹤0.01%
+3,203
New +$489K
DNP icon
1713
DNP Select Income Fund
DNP
$4.09B
$504K ﹤0.01%
+50,983
New +$521K
FIX icon
1714
Comfort Systems
FIX
$59.6B
$503K ﹤0.01%
6,722
-5,582
-45% -$357K
MUR icon
1715
Murphy Oil
MUR
$4.78B
$500K ﹤0.01%
30,463
+2,368
+8% +$37K
CUBI icon
1716
Customers Bancorp
CUBI
$2.77B
$497K ﹤0.01%
+15,627
New +$411K
ENSG icon
1717
The Ensign Group
ENSG
$10.7B
$493K ﹤0.01%
5,258
-3,896
-43% -$334K
IBP icon
1718
Installed Building Products
IBP
$6.49B
$492K ﹤0.01%
4,441
-3,725
-46% -$423K
HR
1719
DELISTED
Healthcare Realty Trust Incorporated
HR
$492K ﹤0.01%
16,232
+7,346
+83% +$221K
CRWD icon
1720
CrowdStrike
CRWD
$218B
$491K ﹤0.01%
10,768
-1,228
-10% -$65K
ARMK icon
1721
Aramark
ARMK
$14.7B
$490K ﹤0.01%
17,959
+9,631
+116% +$264K
USAC icon
1722
USA Compression Partners
USAC
$3.74B
$490K ﹤0.01%
31,982
-10,041
-24% -$147K
CDXS icon
1723
Codexis
CDXS
$158M
$489K ﹤0.01%
21,350
-316
-1% -$7.39K
TDF
1724
Templeton Dragon Fund
TDF
$280M
$489K ﹤0.01%
20,756
-172
-0.8% -$4.25K
VTOL icon
1725
Bristow Group
VTOL
$1.36B
$489K ﹤0.01%
18,883
+8,405
+80% +$229K
67 68
69
70 71

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.