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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELAN icon
1701
Elanco Animal Health
ELAN
$11.1B
$388K ﹤0.01%
13,167
+685
+5% +$18.6K
KNSL icon
1702
Kinsale Capital Group
KNSL
$8.47B
$388K ﹤0.01%
+3,820
New +$380K
WAL icon
1703
Western Alliance Bancorporation
WAL
$8.92B
$388K ﹤0.01%
6,801
+422
+7% +$21.6K
NVCR icon
1704
NovoCure
NVCR
$1.9B
$387K ﹤0.01%
+4,592
New +$371K
GHII
1705
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$387K ﹤0.01%
13,520
– –
JPC icon
1706
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$386K ﹤0.01%
36,948
-5,945
-14% -$60.4K
CLH icon
1707
Clean Harbors
CLH
$16.2B
$385K ﹤0.01%
4,495
+1,288
+40% +$105K
CRWD icon
1708
CrowdStrike
CRWD
$217B
$385K ﹤0.01%
+30,860
New +$405K
PODD icon
1709
Insulet
PODD
$9.83B
$385K ﹤0.01%
2,251
+366
+19% +$61K
RES icon
1710
RPC Inc
RES
$1.29B
$385K ﹤0.01%
73,487
+9,800
+15% +$44K
HNI icon
1711
HNI Corp
HNI
$3.58B
$383K ﹤0.01%
10,225
+3,397
+50% +$130K
LIVN icon
1712
LivaNova
LIVN
$4.18B
$382K ﹤0.01%
5,065
-9,868
-66% -$748K
WGO icon
1713
Winnebago Industries
WGO
$914M
$381K ﹤0.01%
7,190
-7,799
-52% -$365K
AMAG
1714
DELISTED
AMAG Pharmaceuticals
AMAG
$380K ﹤0.01%
31,261
– –
CLB icon
1715
Core Laboratories
CLB
$520M
$379K ﹤0.01%
10,060
+1,100
+12% +$49.4K
FL
1716
DELISTED
Foot Locker
FL
$379K ﹤0.01%
9,721
+3,637
+60% +$153K
PFLT icon
1717
PennantPark Floating Rate Capital
PFLT
$744M
$379K ﹤0.01%
31,157
-22,591
-42% -$268K
HMC icon
1718
Honda
HMC
$41.3B
$378K ﹤0.01%
13,339
-1,642
-11% -$45.7K
CALY
1719
Callaway Golf Company
CALY
$3.15B
$378K ﹤0.01%
+17,816
New +$365K
WLKP icon
1720
Westlake Chemical Partners
WLKP
$761M
$378K ﹤0.01%
14,316
-655
-4% -$15K
THOR
1721
DELISTED
Synthorx, Inc. Common Stock
THOR
$376K ﹤0.01%
+5,373
New +$153K
BHC icon
1722
Bausch Health
BHC
$2.33B
$375K ﹤0.01%
12,546
+532
+4% +$13.8K
AAWW
1723
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$375K ﹤0.01%
13,610
+1,041
+8% +$26K
DKS icon
1724
Dick's Sporting Goods
DKS
$18.7B
$373K ﹤0.01%
7,531
+202
+3% +$8.59K
EOT
1725
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$373K ﹤0.01%
17,243
-97
-0.6% -$2.19K
67 68
69
70 71

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.