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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAVM
1701
DELISTED
Cavium, Inc.
CAVM
$1.65M 0.01%
26,968
-2,453
-8% -$142K
GBCI icon
1702
Glacier Bancorp
GBCI
$6.32B
$1.65M 0.01%
64,707
-6,561
-9% -$159K
NBTB icon
1703
NBT Bancorp
NBTB
$2.75B
$1.65M 0.01%
61,041
-2,197
-3% -$57.1K
ECOL
1704
DELISTED
US Ecology, Inc.
ECOL
$1.64M 0.01%
37,203
-8,409
-18% -$304K
SGNT
1705
DELISTED
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
$1.64M 0.01%
134,859
-325
-0.2% -$4.56K
PBR icon
1706
Petrobras
PBR
$119B
$1.64M 0.01%
280,435
-75,087
-21% -$303K
DIN icon
1707
Dine Brands
DIN
$449M
$1.64M 0.01%
17,513
-6,586
-27% -$577K
LDOS icon
1708
Leidos
LDOS
$17B
$1.64M 0.01%
32,514
-27,696
-46% -$1.32M
KFY icon
1709
Korn Ferry
KFY
$4.2B
$1.64M 0.01%
57,804
-13,168
-19% -$377K
MNDT
1710
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1.64M 0.01%
90,889
-4,718
-5% -$76.9K
SJR
1711
DELISTED
Shaw Communications Inc.
SJR
$1.63M 0.01%
84,659
-96
-0.1% -$1.68K
FANG icon
1712
Diamondback Energy
FANG
$53.1B
$1.63M 0.01%
21,151
-3,940
-16% -$278K
VNET
1713
VNET Group
VNET
$2B
$1.63M 0.01%
81,652
-6,878
-8% -$131K
CRC
1714
DELISTED
California Resources Corporation
CRC
$1.63M 0.01%
158,255
-47,236
-23% -$557K
FIBK icon
1715
First Interstate BancSystem
FIBK
$3.57B
$1.63M 0.01%
+57,831
New +$1.57M
AMRI
1716
DELISTED
Albany Molecular Research Inc
AMRI
$1.63M 0.01%
106,388
-33,401
-24% -$524K
STAG icon
1717
STAG Industrial
STAG
$7.1B
$1.62M 0.01%
79,662
-6,685
-8% -$118K
INN
1718
Summit Hotel Properties
INN
$720M
$1.62M 0.01%
135,426
+4,995
+4% +$53.2K
TGH
1719
DELISTED
Textainer Group Holdings limited
TGH
$1.61M 0.01%
108,532
-37,779
-26% -$436K
EVY
1720
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$1.61M 0.01%
111,953
+5,502
+5% +$77.5K
AYR
1721
DELISTED
Aircastle Ltd
AYR
$1.6M 0.01%
+72,149
New +$1.4M
WMS icon
1722
Advanced Drainage Systems
WMS
$11.4B
$1.6M 0.01%
75,254
-1,910
-2% -$39.2K
W icon
1723
Wayfair
W
$14.3B
$1.6M 0.01%
37,050
-5,655
-13% -$234K
SRCE icon
1724
1st Source
SRCE
$2.15B
$1.6M 0.01%
50,275
+12,578
+33% +$382K
JACK icon
1725
Jack in the Box
JACK
$331M
$1.6M 0.01%
24,996
+4,650
+23% +$327K
67 68
69
70 71

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.