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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCV
1701
Bancroft Fund
BCV
$137M
$2.17M 0.01%
110,073
+1,760
+2% +$35.5K
IGI
1702
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.4M
$2.17M 0.01%
107,243
-21,089
-16% -$438K
ORIT
1703
DELISTED
Oritani Financial Corp. New
ORIT
$2.17M 0.01%
154,299
+14,747
+11% +$219K
MNTA
1704
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$2.17M 0.01%
191,633
+22,610
+13% +$258K
ATW
1705
DELISTED
Atwood Oceanics
ATW
$2.17M 0.01%
49,707
-9,069
-15% -$435K
LRN icon
1706
Stride
LRN
$3.4B
$2.17M 0.01%
136,023
-39,634
-23% -$803K
TEI
1707
Templeton Emerging Markets Income Fund
TEI
$318M
$2.17M 0.01%
170,127
+32,507
+24% +$437K
ETP
1708
DELISTED
Energy Transfer Partners, L.P.
ETP
$2.17M 0.01%
44,865
+11,391
+34% +$539K
TNK icon
1709
Teekay Tankers
TNK
$2.67B
$2.16M 0.01%
72,292
-19,477
-21% -$639K
GCO icon
1710
Genesco
GCO
$428M
$2.16M 0.01%
28,853
+13,900
+93% +$1.11M
ODP
1711
DELISTED
ODP
ODP
$2.16M 0.01%
41,965
-3,980
-9% -$210K
PNY
1712
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.15M 0.01%
64,301
+4,256
+7% +$153K
SNX icon
1713
TD Synnex
SNX
$20.7B
$2.15M 0.01%
66,668
-2,704
-4% -$88.9K
AMH icon
1714
American Homes 4 Rent
AMH
$12.4B
$2.15M 0.01%
127,145
+93,526
+278% +$1.67M
BIN
1715
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
$2.14M 0.01%
83,189
-18,203
-18% -$462K
AAP icon
1716
Advance Auto Parts
AAP
$3.49B
$2.14M 0.01%
16,427
-4,418
-21% -$579K
GFF icon
1717
Griffon
GFF
$4.88B
$2.14M 0.01%
187,672
-9,046
-5% -$107K
BBK
1718
DELISTED
Blackrock Municipal Bond Trust
BBK
$2.14M 0.01%
140,164
-10,922
-7% -$169K
SMCI icon
1719
Super Micro Computer
SMCI
$19B
$2.14M 0.01%
726,150
-16,700
-2% -$43.3K
PCM
1720
PCM Fund
PCM
$70M
$2.13M 0.01%
192,385
-11,814
-6% -$138K
MMP
1721
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.13M 0.01%
25,346
+4,793
+23% +$399K
MAA icon
1722
Mid-America Apartment Communities
MAA
$15.5B
$2.13M 0.01%
32,501
-4,589
-12% -$327K
QTS
1723
DELISTED
QTS REALTY TRUST, INC.
QTS
$2.13M 0.01%
+70,171
New +$2.08M
SMC
1724
Summit Midstream
SMC
$424M
$2.13M 0.01%
2,790
+1,943
+229% +$1.49M
THS
1725
DELISTED
Treehouse Foods
THS
$2.12M 0.01%
26,376
+3,929
+18% +$310K
67 68
69
70 71

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.