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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
CALL
Salesforce
CRM
$151B
| $2.21M | 0.01% |
40,000
-47,500
| -54% | -$2.54M |
|
1702
Stride
LRN
$3.42B
| $2.21M | 0.01% |
101,429
+82,469
| +435% | +$1.72M |
|
|
SWC
1703
DELISTED
Stillwater Mining Co
SWC
| $2.21M | 0.01% |
178,622
-77,945
| -30% | -$878K |
|
1704
PUT
Nike
NKE
$62.5B
| $2.2M | 0.01% |
+56,000
| New | +$2.14M |
|
|
LL
1705
DELISTED
LL Flooring Holdings, Inc.
LL
| $2.2M | 0.01% |
21,396
+1,924
| +10% | +$204K |
|
1706
NWPX Infrastructure Inc
NWPX
$1.17B
| $2.2M | 0.01% |
58,243
+10,262
| +21% | +$374K |
|
1707
TransAlta
TAC
$3.94B
| $2.19M | 0.01% |
172,462
-4,285
| -2% | -$56.8K |
|
|
SHLM
1708
DELISTED
Schulman (A.) Inc
SHLM
| $2.19M | 0.01% |
62,047
+18,915
| +44% | +$622K |
|
|
TAI
1709
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
| $2.18M | 0.01% |
104,421
-14,152
| -12% | -$291K |
|
|
PACT
1710
DELISTED
PACTERA TECHNOLOGY INTL LTD SPONSORED ADR
PACT
| $2.18M | 0.01% |
304,632
+255,632
| +522% | +$1.76M |
|
|
NQS
1711
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
| $2.18M | 0.01% |
175,557
+29,204
| +20% | +$360K |
|
|
AAT
1712
American Assets Trust
AAT
$1.39B
| $2.17M | 0.01% |
69,218
+18,973
| +38% | +$608K |
|
1713
Prestige Consumer Healthcare
PBH
$2.52B
| $2.17M | 0.01% |
60,756
-10,994
| -15% | -$365K |
|
|
TWTR
1714
DELISTED
Twitter, Inc.
TWTR
| $2.17M | 0.01% |
+34,107
| New | +$1.69M |
|
1715
Manhattan Associates
MANH
$11.1B
| $2.17M | 0.01% |
73,904
+15,388
| +26% | +$423K |
|
1716
Piper Sandler
PIPR
$5.1B
| $2.17M | 0.01% |
219,136
+172,860
| +374% | +$1.58M |
|
|
NUJ
1717
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
| $2.17M | 0.01% |
175,520
-5,956
| -3% | -$72.6K |
|
|
TNGO
1718
DELISTED
Tangoe, Inc.
TNGO
| $2.17M | 0.01% |
120,291
+64,902
| +117% | +$1.23M |
|
1719
Fortinet
FTNT
$117B
| $2.16M | 0.01% |
565,640
+173,125
| +44% | +$675K |
|
|
ARRS
1720
DELISTED
ARRIS International plc Ordinary Shares
ARRS
| $2.16M | 0.01% |
88,470
+23,259
| +36% | +$444K |
|
|
PMC
1721
DELISTED
PharMerica Corporation
PMC
| $2.16M | 0.01% |
100,297
+5,715
| +6% | +$104K |
|
1722
Vishay Intertechnology
VSH
$5.19B
| $2.15M | 0.01% |
162,530
+27,447
| +20% | +$348K |
|
|
MDP
1723
DELISTED
Meredith Corporation
MDP
| $2.15M | 0.01% |
41,599
+11,896
| +40% | +$607K |
|
|
STSA
1724
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
| $2.15M | 0.01% |
63,205
+33,231
| +111% | +$1.03M |
|
|
MUH
1725
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
| $2.15M | 0.01% |
161,192
-34,855
| -18% | -$477K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.