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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBLU icon
1676
JetBlue
JBLU
$2.29B
$517K ﹤0.01%
36,329
+13,454
+59% +$198K
STOR
1677
DELISTED
STORE Capital Corporation
STOR
$515K ﹤0.01%
14,963
+2,156
+17% +$73.2K
ASAN icon
1678
Asana
ASAN
$2.13B
$514K ﹤0.01%
+6,896
New +$730K
CUBI icon
1679
Customers Bancorp
CUBI
$2.77B
$514K ﹤0.01%
7,863
-1,627
-17% -$89.3K
CADE
1680
DELISTED
Cadence Bank
CADE
$513K ﹤0.01%
17,229
-10,534
-38% -$318K
WFRD icon
1681
Weatherford International
WFRD
$6.22B
$513K ﹤0.01%
+18,496
New +$507K
PDO
1682
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
$512K ﹤0.01%
+26,144
New +$537K
ESE icon
1683
ESCO Technologies
ESE
$7.92B
$510K ﹤0.01%
5,676
+182
+3% +$15.7K
FUL icon
1684
H.B. Fuller
FUL
$3.28B
$509K ﹤0.01%
6,290
+304
+5% +$22.5K
SAGE
1685
DELISTED
Sage Therapeutics
SAGE
$509K ﹤0.01%
11,976
-41,018
-77% -$1.72M
W icon
1686
Wayfair
W
$14.6B
$507K ﹤0.01%
2,670
+491
+23% +$116K
WAL icon
1687
Western Alliance Bancorporation
WAL
$8.87B
$504K ﹤0.01%
4,680
-2,386
-34% -$269K
PSN icon
1688
Parsons
PSN
$5.08B
$503K ﹤0.01%
14,924
-113,512
-88% -$3.94M
LSTR icon
1689
Landstar System
LSTR
$6.21B
$502K ﹤0.01%
2,804
-130
-4% -$22.3K
FTCH
1690
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$499K ﹤0.01%
14,917
+2,300
+18% +$84.5K
NPCT icon
1691
Nuveen Core Plus Impact Fund
NPCT
$282M
$495K ﹤0.01%
+27,043
New +$499K
GAB icon
1692
Gabelli Equity Trust
GAB
$1.79B
$492K ﹤0.01%
68,430
-3,058
-4% -$21.5K
SNN icon
1693
Smith & Nephew
SNN
$12.6B
$492K ﹤0.01%
14,201
-6,087
-30% -$209K
ZG icon
1694
Zillow
ZG
$7.63B
$490K ﹤0.01%
+7,883
New +$566K
CHRD icon
1695
Chord Energy
CHRD
$7.39B
$489K ﹤0.01%
+3,885
New +$462K
MATX icon
1696
Matsons
MATX
$6.18B
$488K ﹤0.01%
+5,425
New +$463K
TS icon
1697
Tenaris
TS
$26.8B
$485K ﹤0.01%
23,250
-67,907
-74% -$1.48M
LBRT icon
1698
Liberty Energy
LBRT
$3.25B
$482K ﹤0.01%
49,713
-103,811
-68% -$1.2M
HOMB icon
1699
Home BancShares
HOMB
$6.18B
$481K ﹤0.01%
19,773
+4,507
+30% +$111K
BHC icon
1700
Bausch Health
BHC
$2.34B
$480K ﹤0.01%
17,372
+6,875
+65% +$184K
66 67
68
69 70

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.