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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEIS icon
1676
Advanced Energy
AEIS
$13B
$544K ﹤0.01%
4,985
-3,896
-44% -$422K
CVBF icon
1677
CVB Financial
CVBF
$3.99B
$543K ﹤0.01%
24,592
+6,484
+36% +$141K
LBRT icon
1678
Liberty Energy
LBRT
$3.25B
$543K ﹤0.01%
48,103
+20,551
+75% +$247K
CATM
1679
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$543K ﹤0.01%
+13,994
New +$544K
GLOG
1680
DELISTED
GASLOG LTD
GLOG
$542K ﹤0.01%
+93,951
New +$489K
CSL icon
1681
Carlisle Companies
CSL
$15.4B
$540K ﹤0.01%
3,284
-11,583
-78% -$1.78M
EMF
1682
Templeton Emerging Markets Fund
EMF
$326M
$538K ﹤0.01%
28,176
-1,187
-4% -$23.4K
NTR icon
1683
Nutrien
NTR
$30.7B
$537K ﹤0.01%
9,975
-3,227
-24% -$176K
VCSH icon
1684
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$537K ﹤0.01%
6,511
-2,685
-29% -$222K
WGO icon
1685
Winnebago Industries
WGO
$909M
$533K ﹤0.01%
6,950
-1,258
-15% -$90.8K
BOOM icon
1686
DMC Global
BOOM
$157M
$531K ﹤0.01%
9,781
-1,221
-11% -$70.1K
XEC
1687
DELISTED
CIMAREX ENERGY CO
XEC
$531K ﹤0.01%
8,935
+2,189
+32% +$117K
CATO icon
1688
Cato Corp
CATO
$66.1M
$529K ﹤0.01%
44,115
+26,678
+153% +$314K
AXIA
1689
AXIA Energia
AXIA
$528K ﹤0.01%
109,268
+12,882
+13% +$59.6K
LPX icon
1690
Louisiana-Pacific
LPX
$5.49B
$528K ﹤0.01%
9,528
-4,002
-30% -$181K
OSIS icon
1691
OSI Systems
OSIS
$3.89B
$528K ﹤0.01%
5,493
+699
+15% +$66.3K
GTN icon
1692
Gray Television
GTN
$552M
$526K ﹤0.01%
28,588
-3,471
-11% -$64.2K
FPL
1693
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$526K ﹤0.01%
98,639
-2,738
-3% -$13.4K
CVI icon
1694
CVR Energy
CVI
$3.13B
$525K ﹤0.01%
27,369
-5,713
-17% -$116K
BBT
1695
Beacon Financial Corp
BBT
$2.66B
$522K ﹤0.01%
23,377
– –
MT icon
1696
ArcelorMittal
MT
$55.3B
$522K ﹤0.01%
17,893
-6,000
-25% -$147K
ACC
1697
DELISTED
American Campus Communities, Inc.
ACC
$521K ﹤0.01%
12,075
-3,025
-20% -$128K
WNC icon
1698
Wabash National
WNC
$527M
$517K ﹤0.01%
27,501
– –
EXP icon
1699
Eagle Materials
EXP
$6.57B
$515K ﹤0.01%
3,828
-3,106
-45% -$376K
GOOD
1700
Gladstone Commercial Corp
GOOD
$627M
$515K ﹤0.01%
26,336
-4,101
-13% -$77.5K
66 67
68
69 70

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.