We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGVT icon
1676
Ingevity
NGVT
$2.68B
$458K ﹤0.01%
6,052
+1,199
+25% +$78.1K
PKO
1677
DELISTED
Pimco Income Opportunity Fund
PKO
$458K ﹤0.01%
18,112
-768
-4% -$18.4K
ZGNX
1678
DELISTED
Zogenix, Inc.
ZGNX
$457K ﹤0.01%
+22,850
New +$467K
ONTO icon
1679
Onto Innovation
ONTO
$15.3B
$456K ﹤0.01%
+9,580
New +$384K
AMN icon
1680
AMN Healthcare
AMN
$1.4B
$454K ﹤0.01%
6,660
-2,128
-24% -$139K
KBR icon
1681
KBR
KBR
$4.8B
$454K ﹤0.01%
14,668
-25,466
-63% -$670K
EAT icon
1682
Brinker International
EAT
$9.66B
$449K ﹤0.01%
7,927
-522
-6% -$25.8K
OSIS icon
1683
OSI Systems
OSIS
$3.89B
$447K ﹤0.01%
+4,794
New +$410K
EQT icon
1684
EQT Corp
EQT
$32.3B
$443K ﹤0.01%
34,887
-12,454
-26% -$179K
EVR icon
1685
Evercore
EVR
$11.8B
$442K ﹤0.01%
4,031
-59
-1% -$5.25K
PGP
1686
PIMCO Global StockPLUS & Income Fund
PGP
$100M
$442K ﹤0.01%
43,991
+24,621
+127% +$222K
NUS icon
1687
Nu Skin
NUS
$267M
$437K ﹤0.01%
7,994
-153
-2% -$8.05K
QSR icon
1688
Restaurant Brands International
QSR
$25.8B
$437K ﹤0.01%
7,156
+256
+4% +$14.9K
HAE icon
1689
Haemonetics
HAE
$4B
$436K ﹤0.01%
+3,674
New +$396K
PINC
1690
DELISTED
Premier
PINC
$436K ﹤0.01%
12,412
-202
-2% -$6.97K
PRAA icon
1691
PRA Group
PRAA
$755M
$436K ﹤0.01%
+11,004
New +$437K
RQI icon
1692
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$436K ﹤0.01%
35,145
-25,401
-42% -$297K
BPOP icon
1693
Popular Inc
BPOP
$11.1B
$434K ﹤0.01%
7,696
-2,656
-26% -$126K
CASH icon
1694
Pathward Financial
CASH
$1.8B
$434K ﹤0.01%
11,876
+273
+2% +$8.32K
DK icon
1695
Delek US
DK
$3.58B
$434K ﹤0.01%
27,032
-1,977
-7% -$26.1K
GNL icon
1696
Global Net Lease
GNL
$1.95B
$434K ﹤0.01%
25,318
-17,526
-41% -$287K
BRSL
1697
Brightstar Lottery PLC
BRSL
$2.03B
$433K ﹤0.01%
25,573
-8,871
-26% -$108K
MTX icon
1698
Minerals Technologies
MTX
$2.34B
$433K ﹤0.01%
+6,970
New +$413K
SFBS
1699
ServisFirst Bancshares
SFBS
$4.86B
$433K ﹤0.01%
+10,758
New +$417K
FPL
1700
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$433K ﹤0.01%
101,377
-7,184
-7% -$29.6K
66 67
68
69 70

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.