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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUYA
1676
Huya Inc
HUYA
$586M
$405K ﹤0.01%
22,586
+4,608
+26% +$97.4K
SAIA icon
1677
Saia
SAIA
$9.99B
$404K ﹤0.01%
4,340
-8,202
-65% -$776K
EAT icon
1678
Brinker International
EAT
$9.36B
$403K ﹤0.01%
9,598
-42,861
-82% -$1.85M
QSR icon
1679
Restaurant Brands International
QSR
$25.6B
$403K ﹤0.01%
6,319
+1,932
+44% +$129K
ROCC
1680
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$403K ﹤0.01%
+13,264
New +$353K
BDC icon
1681
Belden
BDC
$4.98B
$402K ﹤0.01%
7,305
-4,570
-38% -$244K
LAMR icon
1682
Lamar Advertising Co
LAMR
$16.1B
$401K ﹤0.01%
4,495
-2,502
-36% -$209K
NXDT
1683
NexPoint Diversified Real Estate Trust
NXDT
$234M
$401K ﹤0.01%
22,627
-1,697
-7% -$29.1K
RMR icon
1684
The RMR Group
RMR
$325M
$401K ﹤0.01%
8,779
– –
CADE
1685
DELISTED
Cadence Bancorporation
CADE
$401K ﹤0.01%
+22,117
New +$370K
TDF
1686
Templeton Dragon Fund
TDF
$274M
$400K ﹤0.01%
20,529
-7,615
-27% -$142K
TTD icon
1687
Trade Desk
TTD
$9.09B
$400K ﹤0.01%
15,400
-5,750
-27% -$129K
ACM icon
1688
Aecom
ACM
$9.74B
$398K ﹤0.01%
9,217
+167
+2% +$6.92K
RA
1689
Brookfield Real Assets Income Fund
RA
$712M
$396K ﹤0.01%
18,538
-15,994
-46% -$356K
BTO
1690
John Hancock Financial Opportunities Fund
BTO
$814M
$395K ﹤0.01%
10,880
+2,722
+33% +$93K
GLO
1691
Clough Global Opportunities Fund
GLO
$255M
$395K ﹤0.01%
41,916
-63,262
-60% -$586K
AWI icon
1692
Armstrong World Industries
AWI
$7.74B
$394K ﹤0.01%
4,195
+1,303
+45% +$124K
CASH icon
1693
Pathward Financial
CASH
$1.89B
$394K ﹤0.01%
+10,791
New +$367K
CDP icon
1694
COPT Defense Properties
CDP
$4.29B
$394K ﹤0.01%
13,418
-13,233
-50% -$386K
CGC
1695
Canopy Growth
CGC
$393M
$394K ﹤0.01%
1,868
+694
+59% +$138K
CMD
1696
DELISTED
Cantel Medical Corporation
CMD
$394K ﹤0.01%
5,546
-17
-0.3% -$1.23K
ALRM icon
1697
Alarm.com
ALRM
$2.76B
$393K ﹤0.01%
9,142
+3,566
+64% +$161K
NMIH icon
1698
NMI Holdings
NMIH
$3.34B
$392K ﹤0.01%
+11,810
New +$369K
FATE icon
1699
Fate Therapeutics
FATE
$300M
$391K ﹤0.01%
19,965
+7,312
+58% +$116K
RGA icon
1700
Reinsurance Group of America
RGA
$15.5B
$391K ﹤0.01%
+2,399
New +$388K
66 67
68
69 70

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.