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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMO icon
1676
Imperial Oil
IMO
$60.7B
$437K ﹤0.01%
16,789
-5,030
-23% -$133K
NXDT
1677
NexPoint Diversified Real Estate Trust
NXDT
$233M
$436K ﹤0.01%
24,324
-1,663
-6% -$30.6K
SBH icon
1678
Sally Beauty Holdings
SBH
$1.59B
$436K ﹤0.01%
29,266
+9,220
+46% +$121K
SUNS
1679
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$436K ﹤0.01%
24,547
-64,225
-72% -$1.09M
UNT
1680
DELISTED
UNIT Corporation
UNT
$436K ﹤0.01%
129,083
+35,742
+38% +$176K
VNQI icon
1681
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$435K ﹤0.01%
+7,429
New +$434K
GRUB
1682
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$434K ﹤0.01%
3,859
-28,287
-88% -$3.76M
IBTX
1683
DELISTED
Independent Bank Group, Inc.
IBTX
$432K ﹤0.01%
+8,215
New +$434K
JPC icon
1684
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$431K ﹤0.01%
42,893
-5,793
-12% -$57.3K
UAA icon
1685
Under Armour
UAA
$2.92B
$431K ﹤0.01%
21,634
+3,595
+20% +$79.3K
SMC
1686
Summit Midstream
SMC
$417M
$431K ﹤0.01%
5,906
-2,733
-32% -$251K
PARR icon
1687
Par Pacific Holdings
PARR
$3.75B
$430K ﹤0.01%
+18,822
New +$417K
BKI
1688
DELISTED
Black Knight, Inc. Common Stock
BKI
$427K ﹤0.01%
6,994
-1,283
-16% -$79.5K
CCRN
1689
DELISTED
Cross Country Healthcare
CCRN
$426K ﹤0.01%
41,339
+28,009
+210% +$276K
ABM icon
1690
ABM Industries
ABM
$2.86B
$425K ﹤0.01%
+11,703
New +$455K
HUYA
1691
Huya Inc
HUYA
$568M
$425K ﹤0.01%
17,978
-779
-4% -$18.4K
NTCT icon
1692
NETSCOUT
NTCT
$3.04B
$425K ﹤0.01%
18,447
-2,783
-13% -$66.5K
AWF
1693
AllianceBernstein Global High Income Fund
AWF
$878M
$424K ﹤0.01%
35,385
-13,372
-27% -$159K
CCU icon
1694
Compañía de Cervecerías Unidas
CCU
$2.18B
$424K ﹤0.01%
+19,094
New +$482K
NS
1695
DELISTED
NuStar Energy L.P.
NS
$424K ﹤0.01%
14,982
+5,628
+60% +$157K
S
1696
DELISTED
Sprint Corporation
S
$423K ﹤0.01%
68,628
-14,166
-17% -$97.5K
BOX icon
1697
Box
BOX
$4.43B
$421K ﹤0.01%
25,456
+4,203
+20% +$67.4K
VET icon
1698
Vermilion Energy
VET
$1.63B
$421K ﹤0.01%
25,199
-923
-4% -$16K
CLB icon
1699
Core Laboratories
CLB
$502M
$418K ﹤0.01%
8,960
-1,753
-16% -$81.5K
PUMP icon
1700
ProPetro Holding
PUMP
$1.36B
$417K ﹤0.01%
45,880
+1,196
+3% +$16.6K
66 67
68
69 70

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.