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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMN icon
1676
Horace Mann Educators
HMN
$2.1B
$1.98M ﹤0.01%
44,886
-15,265
-25% -$666K
ACOR
1677
DELISTED
Acorda Therapeutics
ACOR
$1.98M ﹤0.01%
768
-208
-21% -$591K
KOP icon
1678
Koppers
KOP
$943M
$1.98M ﹤0.01%
+38,802
New +$1.89M
TNK icon
1679
Teekay Tankers
TNK
$2.75B
$1.97M ﹤0.01%
175,833
-65,778
-27% -$808K
RDS.B
1680
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.97M ﹤0.01%
28,814
-819
-3% -$53.1K
SKYW icon
1681
Skywest
SKYW
$4.24B
$1.97M ﹤0.01%
37,057
-62,292
-63% -$3.05M
LVNTA
1682
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$1.97M ﹤0.01%
36,260
+19,305
+114% +$1.1M
LHCG
1683
DELISTED
LHC Group LLC
LHCG
$1.96M ﹤0.01%
32,065
+14,035
+78% +$928K
BTG icon
1684
B2Gold
BTG
$5B
$1.96M ﹤0.01%
632,882
-237,575
-27% -$641K
WRB icon
1685
W.R. Berkley
WRB
$26.9B
$1.96M ﹤0.01%
92,350
+12,079
+15% +$247K
IAG icon
1686
IAMGOLD
IAG
$8.2B
$1.96M ﹤0.01%
336,023
-37,120
-10% -$212K
DVAX
1687
DELISTED
Dynavax Technologies
DVAX
$1.96M ﹤0.01%
104,756
-4,283
-4% -$86K
LOPE icon
1688
Grand Canyon Education
LOPE
$3.79B
$1.96M ﹤0.01%
21,880
+4,344
+25% +$393K
INGN icon
1689
Inogen
INGN
$175M
$1.96M ﹤0.01%
16,424
+13,950
+564% +$1.54M
CMD
1690
DELISTED
Cantel Medical Corporation
CMD
$1.95M ﹤0.01%
18,925
-2,102
-10% -$209K
FCFS icon
1691
FirstCash
FCFS
$8.85B
$1.94M ﹤0.01%
+28,799
New +$1.86M
MFA
1692
MFA Financial
MFA
$926M
$1.94M ﹤0.01%
61,244
-22,872
-27% -$754K
PAA icon
1693
Plains All American Pipeline
PAA
$17.3B
$1.94M ﹤0.01%
93,978
+1,857
+2% +$37.8K
ROCK icon
1694
Gibraltar Industries
ROCK
$1.25B
$1.94M ﹤0.01%
58,679
+13,882
+31% +$444K
ACIC icon
1695
American Coastal Insurance
ACIC
$515M
$1.92M ﹤0.01%
111,664
-125,221
-53% -$2.03M
NWE icon
1696
NorthWestern Energy
NWE
$4.23B
$1.92M ﹤0.01%
32,139
+524
+2% +$31.6K
VET icon
1697
Vermilion Energy
VET
$1.82B
$1.92M ﹤0.01%
52,719
+3,710
+8% +$129K
MTUS icon
1698
Metallus
MTUS
$838M
$1.92M ﹤0.01%
126,007
+39,616
+46% +$602K
NPKI
1699
NPK International
NPKI
$1.06B
$1.92M ﹤0.01%
222,617
+90,718
+69% +$821K
DAN icon
1700
Dana Inc
DAN
$2.9B
$1.91M ﹤0.01%
59,729
-69,345
-54% -$2.13M
66 67
68
69 70

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.