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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYHG icon
1676
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
$2M 0.01%
29,263
-2,334
-7% -$156K
ROCK icon
1677
Gibraltar Industries
ROCK
$1.5B
$2M 0.01%
+48,048
New +$1.99M
FMSA
1678
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$2M 0.01%
169,552
+104,695
+161% +$969K
MSGS icon
1679
Madison Square Garden
MSGS
$9.4B
$2M 0.01%
16,323
+434
+3% +$52.7K
SCLN
1680
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$2M 0.01%
+184,822
New +$1.85M
JBTM
1681
JBT Marel
JBTM
$6.37B
$1.99M 0.01%
23,117
-2,636
-10% -$215K
SWFT
1682
DELISTED
Swift Transportation Company
SWFT
$1.98M 0.01%
81,303
+7,086
+10% +$165K
EGO icon
1683
Eldorado Gold
EGO
$9.46B
$1.98M 0.01%
122,862
-96,111
-44% -$1.51M
GRC icon
1684
Gorman-Rupp
GRC
$2.24B
$1.98M 0.01%
63,877
+1,880
+3% +$53.1K
GLQ
1685
Clough Global Equity Fund
GLQ
$155M
$1.97M 0.01%
177,837
+8,109
+5% +$88K
MLKN icon
1686
MillerKnoll
MLKN
$1.62B
$1.97M 0.01%
57,449
+45,489
+380% +$1.42M
NBW
1687
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$1.96M 0.01%
137,005
-8,908
-6% -$134K
VLT icon
1688
Invesco High Income Trust II
VLT
$65.4M
$1.96M 0.01%
137,179
-16,157
-11% -$229K
LDL
1689
DELISTED
Lydall, Inc.
LDL
$1.96M 0.01%
31,642
-12,351
-28% -$683K
KNOP icon
1690
KNOT Offshore Partners
KNOP
$373M
$1.96M 0.01%
82,827
+6,085
+8% +$130K
FHY
1691
DELISTED
First Trust Strategic High
FHY
$1.96M 0.01%
159,228
-12,039
-7% -$145K
HSII
1692
DELISTED
Heidrick & Struggles
HSII
$1.95M 0.01%
80,854
+18,161
+29% +$382K
INN
1693
Summit Hotel Properties
INN
$722M
$1.95M 0.01%
121,883
+100,507
+470% +$1.41M
SLF icon
1694
Sun Life Financial
SLF
$45.4B
$1.95M 0.01%
50,813
-18,319
-26% -$664K
CTRE icon
1695
CareTrust REIT
CTRE
$9.7B
$1.95M 0.01%
+127,313
New +$1.82M
ERIE icon
1696
Erie Indemnity
ERIE
$13.3B
$1.95M 0.01%
17,303
-4,659
-21% -$495K
BBT
1697
Beacon Financial Corp
BBT
$2.65B
$1.94M 0.01%
52,622
-12,311
-19% -$396K
BURL icon
1698
Burlington
BURL
$23.2B
$1.94M 0.01%
22,875
+2,613
+13% +$211K
RMD icon
1699
ResMed
RMD
$32.5B
$1.94M 0.01%
31,245
-5,525
-15% -$338K
EME icon
1700
Emcor
EME
$36B
$1.93M 0.01%
27,331
-17,251
-39% -$1.13M
66 67
68
69 70

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.