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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMD
1676
DELISTED
Cantel Medical Corporation
CMD
$1.84M 0.01%
23,560
-2,902
-11% -$211K
TEVA icon
1677
Teva Pharmaceuticals
TEVA
$40.5B
$1.83M 0.01%
39,830
+472
+1% +$24.6K
UNT
1678
DELISTED
UNIT Corporation
UNT
$1.83M 0.01%
98,477
+2,642
+3% +$40.7K
CYNO
1679
DELISTED
Cynosure, Inc. Class A
CYNO
$1.83M 0.01%
35,937
-4,074
-10% -$212K
CAR icon
1680
Avis
CAR
$4.9B
$1.83M 0.01%
53,498
+37,068
+226% +$1.34M
FOSL icon
1681
Fossil Group
FOSL
$349M
$1.83M 0.01%
65,851
-2,828
-4% -$83.6K
DEX
1682
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.83M 0.01%
180,549
+54,015
+43% +$544K
MEN
1683
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$1.83M 0.01%
+143,893
New +$1.84M
AUB icon
1684
Atlantic Union Bankshares
AUB
$6.11B
$1.83M 0.01%
68,222
+20,221
+42% +$542K
BIT icon
1685
BlackRock Multi-Sector Income Trust
BIT
$701M
$1.82M 0.01%
106,801
+9,076
+9% +$154K
DNP icon
1686
DNP Select Income Fund
DNP
$4.03B
$1.82M 0.01%
177,586
+42,828
+32% +$453K
CCRN
1687
DELISTED
Cross Country Healthcare
CCRN
$1.82M 0.01%
154,555
-16,867
-10% -$222K
JBTM
1688
JBT Marel
JBTM
$6.35B
$1.82M 0.01%
25,753
-3,002
-10% -$201K
WRLD icon
1689
World Acceptance Corp
WRLD
$897M
$1.82M 0.01%
37,040
-135
-0.4% -$6.47K
RSPP
1690
DELISTED
RSP Permian, Inc.
RSPP
$1.81M 0.01%
46,770
-745
-2% -$27.6K
VR
1691
DELISTED
Validus Hold Ltd
VR
$1.81M 0.01%
36,402
-784
-2% -$39K
TK icon
1692
Teekay
TK
$946M
$1.81M 0.01%
235,008
+54,065
+30% +$376K
ENLC
1693
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$1.8M 0.01%
107,719
+14,393
+15% +$233K
BBT
1694
Beacon Financial Corp
BBT
$2.68B
$1.8M 0.01%
64,933
-37,008
-36% -$1.01M
MYI icon
1695
BlackRock MuniYield Quality Fund III
MYI
$717M
$1.79M 0.01%
+117,953
New +$1.83M
NBTB icon
1696
NBT Bancorp
NBTB
$2.77B
$1.79M 0.01%
54,478
-4,005
-7% -$124K
BLKB icon
1697
Blackbaud
BLKB
$2.08B
$1.78M 0.01%
26,890
-3,556
-12% -$241K
ET icon
1698
Energy Transfer Partners
ET
$70B
$1.78M 0.01%
+106,279
New +$1.79M
AMD icon
1699
Advanced Micro Devices
AMD
$786B
$1.78M 0.01%
257,749
+152,303
+144% +$972K
AZZ icon
1700
AZZ Inc
AZZ
$4.57B
$1.78M 0.01%
27,303
-3,474
-11% -$222K
66 67
68
69 70

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.