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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEZU icon
1676
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$586M
$1.79M 0.01%
72,045
+1,440
+2% +$38.7K
SBSI icon
1677
Southside Bancshares
SBSI
$967M
$1.79M 0.01%
69,814
+6,145
+10% +$155K
OME
1678
DELISTED
Omega Protein
OME
$1.79M 0.01%
105,256
+25,685
+32% +$400K
EWBC icon
1679
East-West Bancorp
EWBC
$18B
$1.78M 0.01%
46,387
-35,198
-43% -$1.49M
EVR icon
1680
Evercore
EVR
$11.8B
$1.78M 0.01%
35,444
+5,673
+19% +$311K
FAF icon
1681
First American
FAF
$7.58B
$1.78M 0.01%
45,475
-14,843
-25% -$586K
CBA
1682
DELISTED
ClearBridge American Energy MLP
CBA
$1.78M 0.01%
185,218
+76,688
+71% +$935K
NTT
1683
DELISTED
Nippon Telegraph & Telephone
NTT
$1.77M 0.01%
50,259
-21,977
-30% -$823K
GMLP
1684
DELISTED
Golar LNG Partners LP
GMLP
$1.77M 0.01%
120,949
+17,458
+17% +$357K
FR icon
1685
First Industrial Realty Trust
FR
$8.44B
$1.77M 0.01%
84,576
-55,344
-40% -$1.11M
ENSG icon
1686
The Ensign Group
ENSG
$10.7B
$1.77M 0.01%
88,584
+486
+0.6% +$11.1K
SFLY
1687
DELISTED
Shutterfly, Inc.
SFLY
$1.76M 0.01%
49,373
+33,330
+208% +$1.39M
CLMS
1688
DELISTED
Calamos Asset Management, Inc.
CLMS
$1.76M 0.01%
185,894
+12,874
+7% +$143K
RIO icon
1689
Rio Tinto
RIO
$164B
$1.76M 0.01%
52,009
-186,184
-78% -$6.97M
SWX icon
1690
Southwest Gas
SWX
$6.67B
$1.76M 0.01%
30,155
-47,113
-61% -$2.6M
OAK
1691
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$1.76M 0.01%
35,501
-7,586
-18% -$402K
ENR icon
1692
Energizer
ENR
$1.55B
$1.75M 0.01%
+45,122
New +$1.81M
TBI
1693
Trueblue
TBI
$311M
$1.75M 0.01%
77,736
+23,569
+44% +$604K
BMI icon
1694
Badger Meter
BMI
$4.03B
$1.74M 0.01%
60,060
-150
-0.2% -$4.44K
CAVM
1695
DELISTED
Cavium, Inc.
CAVM
$1.74M 0.01%
28,386
-18,077
-39% -$1.21M
WWW icon
1696
Wolverine World Wide
WWW
$1.55B
$1.74M 0.01%
80,243
+26,510
+49% +$722K
OUTR
1697
DELISTED
OUTERWALL INC
OUTR
$1.73M 0.01%
30,445
-194
-0.6% -$13.3K
ELP
1698
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$1.73M 0.01%
526,988
+383,940
+268% +$1.43M
VEON icon
1699
VEON
VEON
$3.95B
$1.73M 0.01%
16,805
-5,768
-26% -$721K
CXT icon
1700
Crane NXT
CXT
$3.07B
$1.73M 0.01%
106,578
-26,688
-20% -$491K
66 67
68
69 70

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.