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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BITA
1676
DELISTED
Bitauto Holdings Limited
BITA
$2.19M 0.01%
31,190
-31,850
-51% -$2.45M
BSE
1677
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$2.19M 0.01%
165,158
-7,458
-4% -$97.9K
CVE icon
1678
Cenovus Energy
CVE
$52.3B
$2.19M 0.01%
106,184
-215,695
-67% -$4.97M
WEA
1679
Western Asset Premier Bond Fund
WEA
$124M
$2.19M 0.01%
157,453
-3,951
-2% -$55.6K
TMH
1680
DELISTED
Team Health Holdings Inc
TMH
$2.19M 0.01%
38,001
+22,237
+141% +$1.28M
EBND icon
1681
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$2.18M 0.01%
76,808
+18,877
+33% +$554K
PML
1682
PIMCO Municipal Income Fund II
PML
$489M
$2.18M 0.01%
183,452
-16,565
-8% -$195K
SMTC icon
1683
Semtech
SMTC
$12.2B
$2.18M 0.01%
78,963
-369,630
-82% -$9.44M
HCT
1684
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
$2.17M 0.01%
182,779
+17,520
+11% +$199K
BLMN icon
1685
Bloomin' Brands
BLMN
$938M
$2.17M 0.01%
87,500
+76,084
+666% +$1.6M
OVTI
1686
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$2.17M 0.01%
83,339
-8,085
-9% -$214K
ASH icon
1687
Ashland
ASH
$3.31B
$2.17M 0.01%
36,962
-121,458
-77% -$6.55M
AHL
1688
DELISTED
ASPEN Insurance Holding Limited
AHL
$2.16M 0.01%
49,417
-4,255
-8% -$185K
KMPR icon
1689
Kemper
KMPR
$1.7B
$2.16M 0.01%
59,761
-625
-1% -$22K
EPE
1690
DELISTED
EP Energy Corporation
EPE
$2.16M 0.01%
206,704
+87,735
+74% +$1.12M
ROCK icon
1691
Gibraltar Industries
ROCK
$1.56B
$2.15M 0.01%
132,314
+70,327
+113% +$1.04M
VALE.P
1692
DELISTED
Vale S A
VALE.P
$2.15M 0.01%
295,613
-190,123
-39% -$1.54M
LZB icon
1693
La-Z-Boy
LZB
$1.63B
$2.15M 0.01%
79,874
-40,528
-34% -$958K
UAN icon
1694
CVR Partners
UAN
$1.35B
$2.15M 0.01%
22,019
+6,780
+44% +$761K
PIR
1695
DELISTED
Pier 1 Imports, Inc.
PIR
$2.14M 0.01%
6,952
-598
-8% -$159K
DAN icon
1696
Dana Inc
DAN
$3.06B
$2.13M 0.01%
98,110
+17,258
+21% +$349K
EOI
1697
Eaton Vance Enhanced Equity Income Fund
EOI
$818M
$2.13M 0.01%
154,560
-8,368
-5% -$114K
NZH
1698
DELISTED
Nuveen Calif Div
NZH
$2.13M 0.01%
157,508
-43,249
-22% -$568K
CMP icon
1699
Compass Minerals
CMP
$1.03B
$2.13M 0.01%
24,499
-3,376
-12% -$290K
WFT
1700
DELISTED
Weatherford International plc
WFT
$2.11M 0.01%
184,508
+78,914
+75% +$1.18M
66 67
68
69 70

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.