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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPI icon
1676
Group 1 Automotive
GPI
$3.23B
$2.24M 0.01%
30,841
-1,085
-3% -$84.7K
INO icon
1677
Inovio Pharmaceuticals
INO
$69.6M
$2.24M 0.01%
+18,932
New +$2.36M
FRC
1678
DELISTED
First Republic Bank
FRC
$2.24M 0.01%
45,316
+35,872
+380% +$1.76M
BCRX icon
1679
BioCryst Pharmaceuticals
BCRX
$2.36B
$2.24M 0.01%
228,740
+202,149
+760% +$2.48M
NQM
1680
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$2.24M 0.01%
150,457
-15,741
-9% -$231K
EOI
1681
Eaton Vance Enhanced Equity Income Fund
EOI
$821M
$2.24M 0.01%
162,928
-21,592
-12% -$300K
PNF
1682
DELISTED
PIMCO New York Municipal Income Fund
PNF
$2.23M 0.01%
190,140
+3,970
+2% +$46.1K
CMTL icon
1683
Comtech Telecommunications
CMTL
$51.5M
$2.23M 0.01%
59,930
+3,278
+6% +$120K
EZPW icon
1684
Ezcorp Inc
EZPW
$1.8B
$2.23M 0.01%
224,661
-4,796
-2% -$49.7K
DIN icon
1685
Dine Brands
DIN
$450M
$2.22M 0.01%
27,174
-6,103
-18% -$496K
HNP
1686
DELISTED
Huaneng Power Intl, Inc.
HNP
$2.21M 0.01%
50,747
+25,013
+97% +$1.17M
AZTA icon
1687
Azenta
AZTA
$1.42B
$2.21M 0.01%
210,383
-33,701
-14% -$362K
TEN
1688
Tsakos Energy Navigation Ltd
TEN
$1.18B
$2.21M 0.01%
69,322
-13,322
-16% -$468K
VIVS
1689
VivoSim Labs
VIVS
$1.15M
$2.2M 0.01%
1,440
+72
+5% +$131K
PMC
1690
DELISTED
PharMerica Corporation
PMC
$2.2M 0.01%
90,114
-1,974
-2% -$52.3K
SONC
1691
DELISTED
Sonic Corp
SONC
$2.2M 0.01%
98,292
+58,055
+144% +$1.26M
WFT
1692
DELISTED
Weatherford International plc
WFT
$2.2M 0.01%
+105,594
New +$2.37M
UGP icon
1693
Ultrapar
UGP
$6.81B
$2.2M 0.01%
207,900
-44,492
-18% -$528K
CNA icon
1694
CNA Financial
CNA
$14.2B
$2.19M 0.01%
57,704
-2,737
-5% -$106K
LBTYA icon
1695
Liberty Global Class A
LBTYA
$3.68B
$2.19M 0.01%
62,510
-10,690
-15% -$381K
ACC
1696
DELISTED
American Campus Communities, Inc.
ACC
$2.19M 0.01%
60,142
-41,203
-41% -$1.6M
TCPC icon
1697
BlackRock TCP Capital
TCPC
$327M
$2.19M 0.01%
136,313
+66,346
+95% +$1.15M
ECF
1698
Ellsworth Growth & Income Fund
ECF
$170M
$2.19M 0.01%
253,058
+4,519
+2% +$39.8K
EIV
1699
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$2.18M 0.01%
172,757
-11,194
-6% -$141K
EXD
1700
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$2.18M 0.01%
154,020
-59,030
-28% -$813K
66 67
68
69 70

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.