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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
(-8.7%)
Cap. Flow
-$652M
Cap. Flow
% of AUM
-5.6%
Top 10 Holdings %
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$9.73M |
| 2 |
Evergy
EVRG
|
+$8.77M |
| 3 |
Qualcomm
QCOM
|
+$8.61M |
| 4 |
Costco
COST
|
+$8.44M |
| 5 |
Adobe
ADBE
|
+$8.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$108M |
| 2 |
NVIDIA
NVDA
|
+$91.3M |
| 3 |
Amazon
AMZN
|
+$55.5M |
| 4 |
Apple
AAPL
|
+$48.8M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$36.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.26% |
| 2 | Healthcare | 10.31% |
| 3 | Industrials | 8.02% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Financials | 7.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1651
Chemours
CC
$2.37B
| $276K | ﹤0.01% |
9,852
-777
| -7% | -$26.7K |
|
1652
Hain Celestial
HAIN
$53.7M
| $276K | ﹤0.01% |
26,634
-2,144
| -7% | -$24.8K |
|
1653
Marriott Vacations Worldwide
VAC
$4.25B
| $276K | ﹤0.01% |
+2,744
| New | +$313K |
|
1654
Graco
GGG
$13.5B
| $275K | ﹤0.01% |
+3,769
| New | +$298K |
|
1655
Restaurant Brands International
QSR
$25.8B
| $274K | ﹤0.01% |
4,107
+571
| +16% | +$41K |
|
|
GCV
1656
Gabelli Convertible and Income Securities Fund
GCV
$94.7M
| $273K | ﹤0.01% |
72,850
-554
| -0.8% | -$2.26K |
|
1657
Ralph Lauren
RL
$23.6B
| $270K | ﹤0.01% |
2,325
-69
| -3% | -$8.36K |
|
1658
Nabors Industries
NBR
$1.21B
| $269K | ﹤0.01% |
2,187
-1,240
| -36% | -$144K |
|
1659
Manulife Financial
MFC
$73.5B
| $269K | ﹤0.01% |
14,727
-4,424
| -23% | -$83.6K |
|
1660
Saia
SAIA
$9.72B
| $269K | ﹤0.01% |
674
-220
| -25% | -$88.8K |
|
|
SMAR
1661
DELISTED
Smartsheet Inc.
SMAR
| $269K | ﹤0.01% |
+6,640
| New | +$272K |
|
1662
Green Brick Partners
GRBK
$3.14B
| $269K | ﹤0.01% |
6,471
-4,213
| -39% | -$211K |
|
1663
Vanguard Dividend Appreciation ETF
VIG
$114B
| $267K | ﹤0.01% |
+1,716
| New | +$278K |
|
1664
Grab
GRAB
$14.9B
| $266K | ﹤0.01% |
75,238
-7,834
| -9% | -$28K |
|
|
NVTA
1665
DELISTED
Invitae Corporation
NVTA
| $266K | ﹤0.01% |
435,817
+4,346
| +1% | +$4.52K |
|
1666
Magna International
MGA
$18.8B
| $265K | ﹤0.01% |
4,943
-1,130
| -19% | -$65.8K |
|
1667
iShares JPMorgan EM Corporate Bond ETF
CEMB
$405M
| $264K | ﹤0.01% |
6,247
-13,043
| -68% | -$560K |
|
1668
Xencor
XNCR
$1.55B
| $264K | ﹤0.01% |
13,102
-7,893
| -38% | -$179K |
|
1669
iShares Select Dividend ETF
DVY
$23.6B
| $263K | ﹤0.01% |
+2,443
| New | +$278K |
|
|
NTG
1670
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
| $261K | ﹤0.01% |
7,652
-3,432
| -31% | -$121K |
|
|
NGMS
1671
DELISTED
NeoGames S.A. Ordinary Shares
NGMS
| $261K | ﹤0.01% |
+9,666
| New | +$261K |
|
|
PMM
1672
Franklin Managed Municipal Income Trust
PMM
$273M
| $260K | ﹤0.01% |
47,526
+22,338
| +89% | +$130K |
|
|
NS
1673
DELISTED
NuStar Energy L.P.
NS
| $259K | ﹤0.01% |
14,827
-10,163
| -41% | -$173K |
|
|
SRTA
1674
Strata Critical Medical Inc
SRTA
$512M
| $259K | ﹤0.01% |
99,838
+58,301
| +140% | +$205K |
|
1675
ProFrac Holding
ACDC
$787M
| $257K | ﹤0.01% |
23,604
-7,062
| -23% | -$81.7K |
|
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Guggenheim Capital's Q3 2023 Portfolio in Review
As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.
- Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
- Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
- Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
- Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
- Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
- Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
- Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.
Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.