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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAJ
1651
DELISTED
Canon, Inc.
CAJ
$550K ﹤0.01%
22,511
-2,244
-9% -$52.8K
RRD
1652
DELISTED
RR Donnelley & Sons Co.
RRD
$550K ﹤0.01%
+48,855
New +$424K
FEI
1653
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$546K ﹤0.01%
75,285
-50,044
-40% -$374K
BWXT icon
1654
BWX Technologies
BWXT
$15.6B
$543K ﹤0.01%
11,340
-2,339
-17% -$122K
HOLI
1655
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$543K ﹤0.01%
38,585
-6,837
-15% -$114K
SHEN icon
1656
Shenandoah Telecom
SHEN
$746M
$539K ﹤0.01%
+21,118
New +$593K
STFC
1657
DELISTED
State Auto Financial Corp
STFC
$538K ﹤0.01%
10,415
+250
+2% +$12.9K
NEU icon
1658
NewMarket
NEU
$8.18B
$535K ﹤0.01%
1,561
-2,497
-62% -$861K
TNL icon
1659
Travel + Leisure Co
TNL
$4.7B
$535K ﹤0.01%
9,692
-6,521
-40% -$349K
CPNG icon
1660
Coupang
CPNG
$29.2B
$534K ﹤0.01%
18,177
+1,920
+12% +$54.1K
WAVC.WS
1661
DELISTED
Waverley Capital Acquisition Corp. 1 Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
WAVC.WS
$534K ﹤0.01%
+833,330
New +$595K
ARNC
1662
DELISTED
Arconic Corporation
ARNC
$534K ﹤0.01%
16,183
+4,229
+35% +$131K
ELAN icon
1663
Elanco Animal Health
ELAN
$11.1B
$533K ﹤0.01%
18,787
+7,839
+72% +$244K
DCO icon
1664
Ducommun
DCO
$2.98B
$532K ﹤0.01%
11,382
-1,709
-13% -$81.6K
HE icon
1665
Hawaiian Electric Industries
HE
$2.14B
$531K ﹤0.01%
+12,794
New +$519K
KBH icon
1666
KB Home
KBH
$3.59B
$531K ﹤0.01%
11,862
-10,621
-47% -$445K
XPEV icon
1667
XPeng
XPEV
$11.6B
$531K ﹤0.01%
10,557
-2,914
-22% -$131K
TSE
1668
DELISTED
Trinseo
TSE
$530K ﹤0.01%
+10,100
New +$547K
SPCE icon
1669
Virgin Galactic
SPCE
$398M
$528K ﹤0.01%
1,973
+5
+0.3% +$1.81K
LTHM
1670
DELISTED
Livent Corporation
LTHM
$528K ﹤0.01%
21,671
-2,144
-9% -$58.2K
ARBGW
1671
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$527K ﹤0.01%
993,331
– –
NOVA
1672
DELISTED
Sunnova Energy
NOVA
$525K ﹤0.01%
18,787
+1,725
+10% +$62.2K
AAWW
1673
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$524K ﹤0.01%
5,566
-1,015
-15% -$87.4K
ADPT icon
1674
Adaptive Biotechnologies
ADPT
$3.97B
$523K ﹤0.01%
18,635
-52,384
-74% -$1.61M
AEG icon
1675
Aegon
AEG
$14.1B
$517K ﹤0.01%
109,386
-1,440
-1% -$6.74K
65 66
67
68 69

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.