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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNC
1651
DELISTED
GNC Holdings, Inc.
GNC
$2.07M 0.01%
+187,545
New +$2.93M
AFB
1652
AllianceBernstein National Municipal Income Fund
AFB
$315M
$2.07M 0.01%
156,511
-114,446
-42% -$1.56M
ITGR icon
1653
Integer Holdings
ITGR
$4.25B
$2.07M 0.01%
+70,210
New +$1.77M
AIF
1654
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$2.07M 0.01%
133,880
-1,515
-1% -$23K
VASC
1655
DELISTED
Vascular Solutions Inc
VASC
$2.06M 0.01%
36,736
-3,964
-10% -$202K
ASH icon
1656
Ashland
ASH
$3.31B
$2.06M 0.01%
38,497
+9,922
+35% +$545K
UFCS icon
1657
United Fire Group
UFCS
$1.4B
$2.06M 0.01%
41,856
+36,894
+744% +$1.64M
ORIT
1658
DELISTED
Oritani Financial Corp. New
ORIT
$2.06M 0.01%
109,676
+8,913
+9% +$151K
GFI icon
1659
Gold Fields
GFI
$33.3B
$2.06M 0.01%
682,776
-144,626
-17% -$518K
AUY
1660
DELISTED
Yamana Gold, Inc.
AUY
$2.06M 0.01%
731,303
-181,214
-20% -$592K
FSM icon
1661
Fortuna Silver Mines
FSM
$2.89B
$2.05M 0.01%
362,143
+36,847
+11% +$232K
PBF icon
1662
PBF Energy
PBF
$7.26B
$2.04M 0.01%
73,344
+35,329
+93% +$862K
THC icon
1663
Tenet Healthcare
THC
$20.9B
$2.04M 0.01%
137,431
+50,135
+57% +$899K
FNB icon
1664
FNB Corp
FNB
$6.8B
$2.04M 0.01%
127,160
-45,330
-26% -$646K
UFI icon
1665
UNIFI
UFI
$122M
$2.04M 0.01%
62,463
+18,798
+43% +$577K
STC icon
1666
Stewart Information Services
STC
$2.08B
$2.04M 0.01%
44,157
+21,205
+92% +$952K
MRVL icon
1667
Marvell Technology
MRVL
$194B
$2.03M 0.01%
146,516
-6,001
-4% -$81.7K
PMT
1668
PennyMac Mortgage Investment
PMT
$818M
$2.03M 0.01%
124,195
+3,858
+3% +$61.1K
VGK icon
1669
Vanguard FTSE Europe ETF
VGK
$31.2B
$2.03M 0.01%
+42,379
New +$2M
TNK icon
1670
Teekay Tankers
TNK
$2.67B
$2.03M 0.01%
112,191
+31,444
+39% +$617K
MCS icon
1671
Marcus Corp
MCS
$947M
$2.03M 0.01%
+64,326
New +$1.82M
TRMB icon
1672
Trimble
TRMB
$13.6B
$2.02M 0.01%
67,167
-1,224
-2% -$35.1K
TEN
1673
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$2.02M 0.01%
32,387
+12,661
+64% +$741K
ISEE
1674
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$2.02M 0.01%
418,720
+363,503
+658% +$10.8M
VLY icon
1675
Valley National Bancorp
VLY
$8.09B
$2.01M 0.01%
172,307
+22,424
+15% +$240K
65 66
67
68 69

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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.