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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.05B
Cap. Flow
% of AUM
-3.25%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
TotalEnergies
TTE
|
+$80.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 5 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1651
Martin Midstream Partners
MMLP
$92.7M
| $1.89M | 0.01% |
94,291
-20,270
| -18% | -$436K |
|
|
MDRX
1652
DELISTED
Veradigm Inc. Common Stock
MDRX
| $1.89M | 0.01% |
143,407
+33,971
| +31% | +$454K |
|
|
HT
1653
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
| $1.89M | 0.01% |
104,634
+49,145
| +89% | +$927K |
|
1654
Norwegian Cruise Line
NCLH
$9.36B
| $1.88M | 0.01% |
49,915
+3,172
| +7% | +$123K |
|
1655
Sabra Healthcare REIT
SBRA
$5.25B
| $1.88M | 0.01% |
74,606
-6,029
| -7% | -$144K |
|
1656
Scansource
SCSC
$1.19B
| $1.88M | 0.01% |
51,481
-16,560
| -24% | -$645K |
|
|
CGI
1657
DELISTED
Celadon Group Inc
CGI
| $1.88M | 0.01% |
214,927
-107,447
| -33% | -$864K |
|
1658
Century Communities
CCS
$2.04B
| $1.88M | 0.01% |
87,277
+5,823
| +7% | +$113K |
|
|
PMT
1659
PennyMac Mortgage Investment
PMT
$823M
| $1.88M | 0.01% |
120,337
-22,256
| -16% | -$347K |
|
1660
Nuveen Global High Income Fund
JGH
$355M
| $1.87M | 0.01% |
119,375
+99,453
| +499% | +$1.53M |
|
|
CKH
1661
DELISTED
Seacor Holdings Inc.
CKH
| $1.87M | 0.01% |
32,568
-1,254
| -4% | -$69K |
|
|
GLOG
1662
DELISTED
GASLOG LTD
GLOG
| $1.87M | 0.01% |
128,649
+39,562
| +44% | +$538K |
|
1663
Aramark
ARMK
$14.9B
| $1.87M | 0.01% |
68,124
+1,860
| +3% | +$49.1K |
|
|
GWR
1664
DELISTED
Genesee & Wyoming Inc.
GWR
| $1.87M | 0.01% |
27,120
+695
| +3% | +$45.5K |
|
|
ENV
1665
DELISTED
ENVESTNET, INC.
ENV
| $1.87M | 0.01% |
51,188
-4,340
| -8% | -$165K |
|
|
ACV
1666
Virtus Diversified Income & Convertible Fund
ACV
$285M
| $1.86M | 0.01% |
97,959
+30,926
| +46% | +$580K |
|
|
SSI
1667
DELISTED
Stage Stores Inc
SSI
| $1.86M | 0.01% |
331,094
+984
| +0.3% | +$5.51K |
|
1668
Plexus
PLXS
$7.38B
| $1.86M | 0.01% |
39,676
-380
| -0.9% | -$17.4K |
|
|
SJI
1669
DELISTED
South Jersey Industries, Inc.
SJI
| $1.85M | 0.01% |
62,732
-7,056
| -10% | -$216K |
|
1670
Allison Transmission
ALSN
$9.79B
| $1.85M | 0.01% |
64,363
-1,337
| -2% | -$37.7K |
|
|
GOOD
1671
Gladstone Commercial Corp
GOOD
$589M
| $1.85M | 0.01% |
99,070
-35,729
| -27% | -$642K |
|
1672
NorthWestern Energy
NWE
$4.25B
| $1.84M | 0.01% |
31,993
-30,259
| -49% | -$1.8M |
|
|
LTXB
1673
DELISTED
LegacyTexas Financial Group Inc
LTXB
| $1.84M | 0.01% |
58,200
-35,305
| -38% | -$1.05M |
|
|
PMX
1674
DELISTED
PIMCO Municipal Income Fund III
PMX
| $1.84M | 0.01% |
+143,570
| New | +$1.84M |
|
|
BCPC
1675
Balchem Corp
BCPC
$5.59B
| $1.84M | 0.01% |
23,725
-1,936
| -8% | -$129K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.