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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMC icon
1626
Honda
HMC
$41.3B
$328K ﹤0.01%
+10,607
New +$335K
BOX icon
1627
Box
BOX
$4.6B
$327K ﹤0.01%
12,785
-6,536
-34% -$165K
SIG icon
1628
Signet Jewelers
SIG
$3.76B
$326K ﹤0.01%
3,041
-67
-2% -$5.49K
NBR icon
1629
Nabors Industries
NBR
$1.21B
$326K ﹤0.01%
3,994
+1,807
+83% +$175K
RL icon
1630
Ralph Lauren
RL
$23.6B
$325K ﹤0.01%
2,257
-68
-3% -$8.42K
APP icon
1631
Applovin
APP
$116B
$324K ﹤0.01%
+8,125
New +$318K
CBRL icon
1632
Cracker Barrel
CBRL
$1.29B
$322K ﹤0.01%
4,181
+38
+0.9% +$2.73K
BBDC icon
1633
Barings BDC
BBDC
$965M
$322K ﹤0.01%
37,542
+2,624
+8% +$23.3K
MFC icon
1634
Manulife Financial
MFC
$73.5B
$322K ﹤0.01%
14,562
-165
-1% -$3.17K
HTY
1635
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$322K ﹤0.01%
62,940
-1,345
-2% -$5.98K
CVLT icon
1636
Commault Systems
CVLT
$5.61B
$320K ﹤0.01%
4,005
-1,588
-28% -$113K
WERN icon
1637
Werner Enterprises
WERN
$2.25B
$319K ﹤0.01%
+7,533
New +$295K
BAND
1638
Bandwidth Inc
BAND
$1.61B
$318K ﹤0.01%
+21,999
New +$257K
GGG icon
1639
Graco
GGG
$13.5B
$314K ﹤0.01%
3,619
-150
-4% -$11.8K
TM icon
1640
Toyota
TM
$225B
$314K ﹤0.01%
+1,712
New +$312K
ORA icon
1641
Ormat Technologies
ORA
$6.65B
$313K ﹤0.01%
4,135
+814
+25% +$55.2K
NYT icon
1642
New York Times
NYT
$10.2B
$313K ﹤0.01%
6,388
-5,921
-48% -$261K
ETD icon
1643
Ethan Allen Interiors
ETD
$603M
$312K ﹤0.01%
9,781
-9,207
-48% -$264K
GRAB icon
1644
Grab
GRAB
$14.9B
$312K ﹤0.01%
92,435
+17,197
+23% +$55.6K
CNXC icon
1645
Concentrix
CNXC
$1.57B
$310K ﹤0.01%
3,159
-312
-9% -$27.2K
DLY
1646
DoubleLine Yield Opportunities Fund
DLY
$690M
$309K ﹤0.01%
20,771
-199
-0.9% -$2.87K
PTA icon
1647
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.05B
$308K ﹤0.01%
17,125
-165
-1% -$2.9K
PNFP icon
1648
Pinnacle Financial Partners Inc
PNFP
$15.8B
$308K ﹤0.01%
3,532
-3,327
-49% -$241K
CR icon
1649
Crane Co
CR
$12.7B
$308K ﹤0.01%
+2,603
New +$262K
NUS icon
1650
Nu Skin
NUS
$267M
$307K ﹤0.01%
+15,821
New +$292K
64 65
66
67 68

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.