We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIO icon
1626
NIO
NIO
$11.9B
$299K ﹤0.01%
33,047
-18,467
-36% -$206K
U icon
1627
Unity
U
$18.9B
$298K ﹤0.01%
9,499
+2,656
+39% +$102K
SOR
1628
Source Capital
SOR
$385M
$298K ﹤0.01%
+7,724
New +$300K
VNT icon
1629
Vontier
VNT
$4.74B
$298K ﹤0.01%
9,639
+1,989
+26% +$61.3K
MCFT icon
1630
MasterCraft Boat Holdings
MCFT
$590M
$295K ﹤0.01%
+13,286
New +$341K
CVCO icon
1631
Cavco Industries
CVCO
$4.55B
$294K ﹤0.01%
1,105
-964
-47% -$270K
CM icon
1632
Canadian Imperial Bank of Commerce
CM
$108B
$292K ﹤0.01%
7,568
-2,450
-24% -$101K
THQ
1633
abrdn Healthcare Opportunities Fund
THQ
$796M
$292K ﹤0.01%
17,197
+189
+1% +$3.51K
NOK icon
1634
Nokia
NOK
$52.3B
$292K ﹤0.01%
78,028
+34,089
+78% +$134K
DLB icon
1635
Dolby
DLB
$5.79B
$292K ﹤0.01%
3,678
-7,475
-67% -$627K
PFXF icon
1636
VanEck Preferred Securities ex Financials ETF
PFXF
$2.47B
$291K ﹤0.01%
+17,305
New +$298K
ALX
1637
Alexander's
ALX
$1.41B
$289K ﹤0.01%
1,588
+182
+13% +$34.3K
LI icon
1638
Li Auto
LI
$12.7B
$288K ﹤0.01%
8,067
-2,869
-26% -$113K
RKLB icon
1639
Rocket Lab Corp
RKLB
$51.8B
$287K ﹤0.01%
65,430
+41,001
+168% +$249K
FN icon
1640
Fabrinet
FN
$20.1B
$286K ﹤0.01%
1,714
-53
-3% -$7.35K
RYAAY icon
1641
Ryanair
RYAAY
$31.3B
$285K ﹤0.01%
7,323
+28
+0.4% +$1.14K
HTY
1642
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$283K ﹤0.01%
64,285
-1,340
-2% -$6.23K
NVCR icon
1643
NovoCure
NVCR
$1.91B
$283K ﹤0.01%
17,497
-371
-2% -$10.7K
ADTN icon
1644
Adtran
ADTN
$616M
$282K ﹤0.01%
34,288
+2,644
+8% +$23.5K
NTNX icon
1645
Nutanix
NTNX
$16.9B
$282K ﹤0.01%
+8,085
New +$254K
ONTO icon
1646
Onto Innovation
ONTO
$15.3B
$282K ﹤0.01%
2,209
-104
-4% -$12.4K
WMS icon
1647
Advanced Drainage Systems
WMS
$10.9B
$282K ﹤0.01%
2,474
-61
-2% -$7.45K
CBRL icon
1648
Cracker Barrel
CBRL
$1.29B
$278K ﹤0.01%
4,143
-2,039
-33% -$171K
AMPH icon
1649
Amphastar Pharmaceuticals
AMPH
$916M
$278K ﹤0.01%
6,049
-78
-1% -$4.25K
CNXC icon
1650
Concentrix
CNXC
$1.57B
$278K ﹤0.01%
3,471
-3,547
-51% -$278K
64 65
66
67 68

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.